Category: Regulation

  • From improvement to compliance – a significant shift in the purpose of the TEF

    From improvement to compliance – a significant shift in the purpose of the TEF

    The Teaching Excellence Framework has always had multiple aims.

    It was partly intended to rebalance institutional focus from research towards teaching and student experience. Jo Johnson, the minister who implemented it, saw it as a means of increasing undergraduate teaching resources in line with inflation.

    Dame Shirley Pearce prioritised enhancing quality in her excellent review of TEF implementation. And there have been other purposes of the TEF: a device to support regulatory interventions where quality fell below required thresholds, and as a resource for student choice.

    And none of this should ignore its enthusiastic adoption by student recruitment teams as a marketing tool.

    As former Chair and Deputy Chair of the TEF, we are perhaps more aware than most of these competing purposes, and more experienced in understanding how regulators, institutions and assessors have navigated the complexity of TEF implementation. The TEF has had its critics – something else we are keenly aware of – but it has had a marked impact.

    Its benchmarked indicator sets have driven a data-informed and strategic approach to institutional improvement. Its concern with disparities for underrepresented groups has raised the profile of equity in institutional education strategies. Its whole institution sweep has made institutions alert to the consequences of poorly targeted education strategies and prioritised improvement goals. Now, the publication of the OfS’s consultation paper on the future of the TEF is an opportunity to reflect on how the TEF is changing and what it means for the regulatory and quality framework in England.

    A shift in purpose

    The consultation proposes that the TEF becomes part of what the OfS sees as a more integrated quality system. All registered providers will face TEF assessments, with no exemptions for small providers. Given the number of new providers seeking OfS registration, it is likely that the number to be assessed will be considerably larger than the 227 institutions in the 2023 TEF.

    Partly because of the larger number of assessments to be undertaken, TEF will move to a rolling cycle, with a pool of assessors. Institutions will still be awarded three grades – one for outcomes, one for experience and one overall, but their overall grade will simply be the lower of the two other grades. The real impact of this will be on Bronze-rated providers who could find themselves subject to a range of measures, potentially including student number controls or fee constraints, until they show improvement.

    The OfS consultation paper marks a significant shift in the purpose of the TEF, from quality enhancement to regulation and from improvement to compliance. The most significant changes are at the lower end of assessed performance. The consultation paper makes sensible changes to aspects of the TEF which always posed challenges for assessors and regulators, tidying up the relationship between the threshold B3 standards and the lowest TEF grades. It correctly separates measures of institutional performance on continuation and completion – over which institutions have more direct influence – from progression to employment – over which institutions have less influence.

    Pressure points

    But it does this at some heavy costs. By treating the Bronze grade as a measure of performance at, rather than above, threshold quality, it will produce just two grades above the threshold. In shifting the focus towards quantitative indicators and away from institutional discussion of context, it will make TEF life more difficult for further education institutions and institutions in locations with challenging graduate labour markets. The replacement of the student submission with student focus groups may allow more depth on some issues, but comes at the expense of breadth, and the student voice is, disappointingly, weakened.

    There are further losses as the regulatory purpose is embedded. The most significant is the move away from educational gain, and this is a real loss: following TEF 2023, almost all institutions were developing their approaches to and evaluation of educational gain, and we have seen many examples where this was shaping fruitful approaches to articulating institutional goals and the way they shape educational provision.

    Educational gain is an area in which institutions were increasingly thinking about distinctiveness and how it informs student experience. It is a real loss to see it go, and it will weaken the power of many education strategies. It is almost certainly the case that the ideas of educational gain and distinctiveness are going to be required for confident performance at the highest levels of achievement, but it is a real pity that it is less explicit. Educational gain can drive distinctiveness, and distinctiveness can drive quality.

    Two sorts of institutions will face the most significant challenges. The first, obviously, are providers rated Bronze in 2023, or Silver-rated providers whose indicators are on a downward trajectory. Eleven universities were given a Bronze rating overall in the last TEF exercise – and 21 received Bronze either for the student experience or student outcomes aspects. Of the 21, only three Bronzes were for student outcomes, but under the OfS plans, all would be graded Bronze, since any institution would be given its lowest aspect grade as its overall grade. Under the proposals, Bronze-graded institutions will need to address concerns rapidly to mitigate impacts on growth plans, funding, prestige and competitive position.

    The second group facing significant challenges will be those in difficult local and regional labour markets. Of the 18 institutions with Bronze in one of the two aspects of TEF 2023, only three were graded bronze for student outcomes, whereas 15 were for student experience. Arguably this was to be expected when only two of the six features of student outcomes had associated indicators: continuation/completion and progression.

    In other words, if indicators were substantially below benchmark, there were opportunities to show how outcomes were supported and educational gain was developed. Under the new proposals, the approach to assessing student outcomes is largely, if not exclusively, indicator-based, for continuation and completion. The approach is likely to reinforce differences between institutions, and especially those with intakes from underrepresented populations.

    The stakes

    The new TEF will play out in different ways in different parts of the sector. The regulatory focus will increase pressure on some institutions, whilst appearing to relieve it in others. For those institutions operating at 2023 Bronze levels or where 2023 Silver performance is declining, the negative consequences of a poor performance in the new TEF, which may include student number controls, will loom large in institutional strategy. The stakes are now higher for these institutions.

    On the other hand, institutions whose graduate employment and earnings outcomes are strong, are likely to feel more relieved, though careful reading of the grade specifications for higher performance suggests that there is work to be done on education strategies in even the best-performing 2023 institutions.

    In public policy, lifting the floor – by addressing regulatory compliance – and raising the ceiling – by promoting improvement – at the same time is always difficult, but the OfS consultation seems to have landed decisively on the side of compliance rather than improvement.

    Source link

  • An assessor’s perspective on the Office for Students’ TEF shake-up

    An assessor’s perspective on the Office for Students’ TEF shake-up

    Across the higher education sector in England some have been waiting with bated breath for details of the proposed new Teaching Excellence Framework. Even amidst the multilayered preparations for a new academic year – the planning to induct new students, to teach well and assess effectively, to create a welcoming environment for all – those responsible for education quality have had one eye firmly on the new TEF.

    The OfS has now published its proposals along with an invitation to the whole sector to provide feedback on them by 11 December 2025. As an external adviser for some very different types of provider, I’m already hearing a kaleidoscope of changing questions from colleagues. When will our institution or organisation next be assessed if the new TEF is to run on a rolling programme rather than in the same year for everyone? How will the approach to assessing us change now that basic quality requirements are included alongside the assessment of educational ‘excellence’? What should we be doing right now to prepare?

    Smaller providers, including further education colleges that offer some higher education programmes, have not previously been required to participate in the TEF assessment. They will now all need to take part, so have a still wider range of questions about the whole process. How onerous will it be? How will data about our educational provision, both quantitative and qualitative, be gathered and assessed? What form will our written submission to the OfS need to take? How will judgements be made?

    As a member of TEF assessment panels through TEF’s entire lifecycle to date, I’ve read the proposals with great interest. From an assessor’s point of view, I’ve pondered on how the assessment process will change. Will the new shape of TEF complicate or help streamline the assessment process so that ratings can be fairly awarded for providers of every mission, shape and size?

    Panel focus

    TEF panels have always comprised experts from the whole sector, including academics, professional staff and student representatives. We have looked at the evidence of “teaching excellence” (I think of it as good education) from each provider very carefully. It makes sense that the two main areas of assessment, or “aspects” – student experience and student outcomes – will continue to be discrete areas of focus, leading to two separate ratings of either Gold, Silver, Bronze or Requires Improvement. That’s because the data for each of these can differ quite markedly within a single provider, so it can mislead students to conflate the two judgements.

    Diagram from page 18 of the consultation document

    Another positive continuity is the retention of both quantitative and qualitative evidence. Quantitative data include the detailed datasets provided by OfS, benchmarked against the sector. These are extremely helpful to assessors who can compare the experiences and outcomes of students from different demographics across the full range of providers.

    Qualitative data have previously come from 25-page written submissions from each provider, and from written student submissions. There are planned changes afoot for both of these forms of evidence, but they will still remain crucial.

    The written provider submissions may be shorter next time. Arguably there is a risk here, as submissions have always enabled assessors to contextualise the larger datasets. Each provider has its own story of setting out to make strategic improvements to their educational provision, and the submissions include both qualitative narrative and internally produced quantitative datasets related to the assessment criteria, or indicators.

    However, it’s reasonable for future submissions to be shorter as the student outcomes aspect will rely upon a more nuanced range of data relating to study outcomes as well as progression post-study (proposal 7). While it’s not yet clear what the full range of data will be, this approach is potentially helpful to assessors and to the sector, as students’ backgrounds, subject fields, locations and career plans vary greatly and these data take account of those differences.

    The greater focus on improved datasets suggests that there will be less reliance on additional information, previously provided at some length, on how students’ outcomes are being supported. The proof of the pudding for how well students continue with, complete and progress from their studies is in the eating, or rather in the outcomes themselves, rather than the recipes. Outcomes criteria should be clearer in the next TEF in this sense, and more easily applied with consistency.

    Another proposed change focuses on how evidence might be more helpfully elicited from students and their representatives (proposal 10). In the last TEF students were invited to submit written evidence, and some student submissions were extremely useful to assessors, focusing on the key criteria and giving a rounded picture of local improvements and areas for development. For understandable reasons, though, students of some providers did not, or could not, make a submission; the huge variations in provider size means that in some contexts students do not have the capacity or opportunity to write up their collective experiences. This variation was challenging for assessors, and anything that can be done to level the playing field for students’ voices next time will be welcomed.

    Towards the data limits

    Perhaps the greatest challenge for TEF assessors in previous rounds arose when we were faced with a provider with very limited data. OfS’s proposal 9 sets out to address this by varying the assessment approach accordingly. Where these is no statistical confidence in a provider’s NSS data (or no NSS data at all), direct evidence of students’ experiences with that provider will be sought, and where there is insufficient statistical confidence in a provider’s student outcomes, no rating will be awarded for that aspect.

    The proposed new approach to the outcomes rating makes great sense – it is so important to avoid reaching for a rating which is not supported by clear evidence. The plan to fill any NSS gap with more direct evidence from students is also logical, although it could run into practical challenges. It will be useful to see suggestions from the sector about how this might be achieved within differing local contexts.

    Finally, how might assessment panels be affected by changes to what we are assessing, and the criteria for awarding ratings? First, both aspects will incorporate the requirements of OfS’s B conditions – general ongoing, fundamental conditions of registration. The student experience aspect will now be aligned with B1 (course content and delivery), B2 (resources, academic support and student engagement) and part of B4 (effective assessment). Similarly, the student outcomes B condition will be embedded into the outcomes aspect of the new TEF. This should make even clearer to assessors what is being assessed, where the baseline is and what sits above that line as excellent or outstanding.

    And this in turn should make agreeing upon ratings more straightforward. It was not always clear in the previous TEF round where the lines between Requires Improvement and even meeting basic requirements for the sector should be drawn. This applied only to the very small number of providers whose provision did not appear, to put it plainly, to be good enough.

    But more clarity in the next round about the connection between baseline requirements should aid assessment processes. Clarification that in the future a Bronze award signifies “meeting the minimum quality requirements” is also welcome. Although the sector will need time to adjust to this change, it is in line with the risk-based approach OfS wants to take to the quality system overall.

    The £25,000 question

    Underlying all of the questions being asked by providers now is a fundamental one: How we will do next time?

    Looking at the proposals with my assessor’s hat on, I can’t predict what will happen for individual providers, but it does seem that the evolved approach to awarding ratings should be more transparent and more consistent. Providers need to continue to understand their education-related own data, both quantitative and qualitative, and commit to a whole institutional approach to embedding improvements, working in close partnership with students.

    Assessment panels will continue to take their roles very seriously, to engage fully with agreed criteria, and do everything we can to make a positive contribution to encouraging, recognising and rewarding teaching excellence in higher education.

    Source link

  • TEF6: the incredible machine takes over quality assurance regulation

    TEF6: the incredible machine takes over quality assurance regulation

    If you loved the Teaching Excellence Framework, were thrilled by the outcomes (B3) thresholds, lost your mind for the Equality of Opportunity Risk Register, and delighted to the sporadic risk-based OfS investigations based on years-old data you’ll find a lot to love in the latest set of Office for Students proposals on quality assurance.

    In today’s Consultation on the future approach to quality regulation you’ll find a cyclical, cohort based TEF that also includes a measurement (against benchmarks) of compliance with the thresholds for student outcomes inscribed in the B3 condition. Based on the outcomes of this super-TEF and prioritised based on assessment of risk, OfS will make interventions (including controls on recruitment and the conditions of degree awarding powers) and targeted investigation. This is a first stage consultation only, stage two will come in August 2026.

    It’s not quite a grand unified theory: we don’t mix in the rest of the B conditions (covering less pressing matters like academic standards, the academic experience, student support, assessment) because, in the words of OfS:

    Such an approach would be likely to involve visits to all providers, to assess whether they meet all the relevant B conditions of registration

    The students who are struggling right now with the impacts of higher student/staff ratios and a lack of capacity due to over-recruitment will greatly appreciate this reduction in administrative burden.

    Where we left things

    When we last considered TEF we were expecting an exercise every four years, drawing on provider narrative submissions (which included a chunk on a provider’s own definition and measurement of educational gain), students’ union narrative submissions, and data on outcomes and student satisfactions. Providers were awarded a “medal” for each of student outcomes and student experience – a matrix determined whether this resulted in an overall Bronze, Silver, Gold or Requires Improvement.

    The first three of these awards were deemed to be above minimum standards (with slight differences between each), while the latter was a portal to the much more punitive world of regulation under group B (student experience) conditions of registration. Most of the good bits of this approach came from the genuinely superb Pearce Review of TEF conducted under section 26 of the Higher Education and Research Act, which fixed a lot of the statistical and process nonsense that had crept in under previous iterations and then-current plans (though not every recommendation was implemented).

    TEF awards were last made in 2023, with the next iteration – involving all registered providers plus anyone else who wanted to play along – was due in 2027.

    Perma-TEF

    A return to a rolling TEF rather than a quadrennial quality enhancement jamboree means a pool of TEF assessors rather than a one-off panel. There will be steps taken to ensure that an appropriate group of academic and student assessors is selected to assess each cohort – there will be special efforts made to use those with experience of smaller, specialist, and college-based providers – and a tenure of two-to-three years is planned. OfS is also considering whether its staff can be included among the storied ranks of those empowered to facilitate ratings decisions.

    Likewise, we’ll need a more established appeals system. Open only to those with Bronze or Needs Improvement ratings (Gold and Silver are passing grades) it would be a way to potentially forestall engagement and investigations based on an active risk to student experience or outcomes, or a risk of a future breach of a condition of registration for Bronze or Requires Improvement.

    Each provider would be assessed once every three years – all providers taking part in the first cycle would be assessed in either 2027-28, 2028-29, or 2029-30 (which covers only undergraduate students because there’s no postgraduate NSS yet – OfS plan to develop one before 2030). In many cases they’ll only know which one at the start of the academic year in question, which will give them six months to get their submissions sorted.

    Because Bronze is now bad (rather than “good but not great” as it used to be) the first year’s could well include all providers with a 2023 Bronze (or Requires Improvement) rating, plus some with increased risks of non-compliance, some with Bronze in one of the TEF aspects, and some without a rating.

    After this, how often you are assessed depends on your rating – if you are Gold overall it is five years till the next try, Silver means four years, and Bronze three (if you are “Requires Improvement” you probably have other concerns beyond the date of your next assessment) but this can be tweaked if OfS decides there is an increased risk to quality or for any other reason.

    Snakes and ladders

    Ignore the gradations and matrices in the Pearce Review – the plan now is that your lowest TEF aspect rating (remember you got sub-awards last time for student experience and student outcomes) will be your overall rating. So Silver for experience and Bronze for outcomes makes for an overall Bronze. As OfS has decided that you now have to pay (likely around £25,000) to enter what is a compulsory exercise this is a cost that could lead to a larger cost in future.

    In previous TEFs, the only negative consequence for those outside of the top ratings have been reputational – a loss of bragging rights of, arguably, negligible value. The new proposals align Bronze with the (B3) minimum required standards and put Requires Improvement below these: in the new calculus of value the minimum is not good enough and there will be consequences.

    We’ve already had some hints that a link to fee cap levels is back on the cards, but in the meantime OfS is pondering a cap on student numbers expansion to punish those who turn out Bronze or Requires Improvement. The workings of the expansion cap will be familiar to those who recall the old additional student numbers process – increases of more than five per cent (the old tolerance band, which is still a lot) would not be permitted for poorly rated providers.

    For providers without degree awarding powers it is unlikely they will be successful in applying for them with Bronze and below – but OfS is also thinking about restricting aspects of existing providers DAPs, for example limiting their ability to subcontract or franchise provision in future. This is another de facto numbers cap in many cases, and is all ahead of a future consultation on DAPs that could make for an even closer link with TEF.

    Proposals for progression

    Proposal 6 will simplify the existing B3 thresholds, and integrate the way they are assessed into the TEF process. In a nutshell, the progression requirement for B3 would disappear – with the assessment made purely on continuation and completion, with providers able to submit contextual and historic information to explain why performance is not above the benchmark or threshold as a part of the TEF process.

    Progression will still be considered at the higher levels of TEF, and here contextual information can play more of a part – with what I propose we start calling the Norland Clause allowing providers to submit details of courses that lead to jobs that ONS does not consider as professional or managerial. That existing indicator will be joined by another based on (Graduate Outcomes) graduate reflections on how they are using what they have learned, and benchmarked salaries three years after graduation from DfE’s Longitudinal Educational Outcomes (LEO) data – in deference to that random Kemi Badenoch IFS commission at the tail end of the last parliament.

    Again, there will be contextual benchmarks for these measures (and hopefully some hefty caveating on the use of LEO median salaries) – and, as is the pattern in this consultation, there are detailed proposals to follow.

    Marginal gains, marginal losses

    The “educational gains” experiment, pioneered in the last TEF, is over: making this three times that a regulator in England has tried and failed to include a measure of learning gain in some form of regulation. OfS is still happy for you to mention your education gain work in your next narrative submission, but it isn’t compulsory. The reason: reducing burden, and a focus on comparability rather than a diversity of bespoke measures.

    Asking providers what something means in their context, rather than applying a one-size-fits-all measure of student success was an immensely powerful component of the last exercise. Providers who started on that journey at considerable expense in data gathering and analysis may be less than pleased at this latest development – and we’d certainly understood that DfE were fans of the approach too.

    Similarly, the requirement for students to feed back on students in their submissions to TEF has been removed. The ostensible reason is that students found it difficult last time round – the result is that insight from the valuable networks between existing students and their recently graduated peers is lost. The outcomes end of TEF is now very much data driven with only the chance to explain unusual results offered. It’s a retreat from some of the contextual sense that crept in with the Pearce Review.

    Business as usual

    Even though TEF now feels like it is everywhere and for always, there’s still a place for OfS’ regular risk-based monitoring – and annex I (yes, there’s that many annexes) contains a useful draft monitoring tool.

    Here it is very good to see staff:student ratios, falling entry requirements, a large growth in foundation year provision, and a rapid growth in numbers among what are noted as indicators of risk to the student experience. It is possible to examine an excellent system designed outside of the seemingly inviolate framework of the TEF where events like this would trigger an investigation of provider governance and quality assurance processes.

    Alas, the main use of this monitoring is to decide whether or not to bring a TEF assessment forward, something that punts an immediate risk to students into something that will be dealt with retrospectively. If I’m a student on a first year that has ballooned from 300 to 900 from one cycle to the next there is a lot of good a regulator can do by acting quickly – I am unlikely to care whether a Bronze or Silver award is made in a couple of years’ time.

    International principles

    One of the key recommendations of the Behan review on quality was a drawing together of the various disparate (and, yes, burdensome) streams of quality and standards assurance and enhancement into a unified whole. We obviously don’t quite get there – but there has been progress made towards another key sector bugbear that came up both in Behan and the Lords’ Industry and Regulators Committee review: adherence to international quality assurance standards (to facilitate international partnerships and, increasingly, recruitment).

    OfS will “work towards applying to join the European Quality Assurance Register for Higher Education” at the appropriate time – clearly feeling that the long overdue centring of the student voice in quality assurance (there will be an expanded role for and range of student assessors) and the incorporation of a cyclical element (to desk assessments at least) is enough to get them over the bar.

    It isn’t. Principle 2.1 of the EQAR ESG requires that “external quality assurance should address the effectiveness of the internal quality assurance processes” – philosophically establishing the key role of providers themselves in monitoring and upholding the quality of their own provision, with the external assurance process primarily assessing whether (and how well) this has been done. For whatever reason OfS believes the state (in the form of the regulator) needs to be (and is capable of being!) responsible for all, quality assurance everywhere, all the time. It’s a glaring weakness of the OfS system that urgently needs to be addressed. And it hasn’t been, this time.

    The upshot is that while the new system looks ESG-ish, it is unlikely to be judged to be in full compliance.

    Single word judgements

    The recent use of single headline judgements of educational quality being used in ways that have far reaching regulatory implications is hugely problematic. The government announced the abandonment of the old “requires improvement, inadequate, good, and outstanding” judgements for schools in favour of a more nuanced “report card approach” – driven in part by the death by suicide of headteacher Ruth Perry in 2023. The “inadequate” rating given to her Cavendish Primary School would have meant forced academisation and deeper regulatory oversight.

    Regulation and quality assurance in education needs to be rigorous and reliable – it also needs to be context-aware and focused on improvement rather than retribution. Giving single headline grades cute, Olympics-inspired names doesn’t really cut it – and as we approach the fifth redesign of an exercise that has only run six times since 2016 you would perhaps think that rather harder questions need to be asked about the value (and cost!) of this undertaking.

    If we want to assess and control the risks of modular provision, transnational education, rapid expansion, and a growing number of innovations in delivery we need providers as active partners in the process. If we want to let universities try new things we need to start from a position that we can trust universities to have a focus on the quality of the student experience that is robust and transparent. We are reaching the limits of the current approach. Bad actors will continue to get away with poor quality provision – students won’t see timely regulatory action to prevent this – and eventually someone is going to get hurt.

    Source link

  • What Ofsted inspections reveal about university leadership and culture

    What Ofsted inspections reveal about university leadership and culture

    The arrival of Ofsted inspections of degree apprenticeships in higher education was never going to be smooth. But what’s become clear is just how underprepared some universities were for the emotional and organisational demands that these inspections bring.

    As part of my doctoral research, I conducted a qualitative study, based on 20 semi-structured interviews with academic and professional services (PS) staff from 19 English universities. What I found reveals more than just overstretched teams or complaints about workload. It tells a story of institutional neglect within a sector where the rhetoric is one of apprenticeships being embraced while quietly sidelining the staff delivering this provision.

    As government policy surrounding apprenticeships, flexible/modular provision, and the growth and skills levy starts to become clearer, the findings act as a warning shot. The issues higher education staff face during Ofsted inspections reflect deeper structural and cultural problems – ones that won’t be solved with another “you’ve got this!” email from the vice chancellor’s office.

    A marginalised provision

    Apprenticeships have always had an awkward status in HE. They’re professionally significant and they can attract noteworthy employer relationships, but they remain institutionally peripheral. As one participant put it, “we’ve never been invited to a senior leader’s meeting to talk about apprenticeships.”

    Almost all academic participants described their apprenticeship work as invisible in workload models and poorly understood by senior leaders. One participant reported that they get “50 hours a year to look after apprenticeships, even though I would consider it to be my full-time role.” Another simply said, “we feel like the poor relation.” PS staff described the work during the Ofsted inspection creating “a permanent status of panic” and detailed 12-hour working days that ran through weekends until they were “running on fumes”. One cancelled a long-planned family holiday. Others reported stress-related illness, insomnia, extended sick leave, and the need for medication.

    The most striking point during many of the interviews wasn’t just the volume of work to support apprenticeship delivery or the Ofsted inspection – it was the sense that senior leaders within their institution didn’t acknowledge it or even care.

    Inspections as emotional events

    There are multiple other accountability mechanisms within HE: the Teaching Excellence Framework, the Office for Students’ conditions of registration, the Quality Assurance Agency, the Department for Education apprenticeship accountability framework, and professional accreditation processes. This results in a complex and multi-agency system of regulation and scrutiny. However, among participants, Ofsted inspections weren’t experienced as just another audit or review. They were felt as emotional, personal, a question of professional competence, and in many cases traumatic.

    The anticipation alone triggered stress symptoms and anxiety. One PS participant said:

    Before the inspection started, I was terrified because I was going to be representing my university. What if I get it wrong? I kept feeling sick.

    Another participant feared that the inspection outcome, if unsuccessful, could undermine years of hard work and this loss of control and emotional volatility left them feeling depleted and unwilling to experience an Ofsted inspection again:

    I cannot be here in five years’ time. I’m not going through that again. I had some stress symptoms which didn’t let up for six to eight months.

    Teaching staff viewed the inspection as a test of professional credibility and the emotional toll was compounded by the expectation to present calm professionalism: “I spent time telling everyone to be careful and not let your guard down” while managing their own fears and “the impending pit of doom” and those of their colleagues. Another said: “I was really worried about my colleague being pulled into an observation with an inspector. Her practice is wonderful, but she would have fallen apart. I wanted to protect her wellbeing.”

    The need to “perform professionalism” while internally unravelling created a specific kind of emotional labour which was often invisible to those in leadership roles. It was obvious that participants weren’t just preparing evidence: they were absorbing institutional risk. In doing so, they became the shock absorbers for their university’s unpreparedness.

    The problem isn’t Ofsted, it’s us

    One might assume the findings are a critique of Ofsted. In fact, most participants described the inspectors as “courteous”, “professional”, “kind”, “amazing” or “approachable”. The frustration wasn’t aimed at the inspectors; it was aimed at the system.

    One problem was the mismatch between Ofsted’s frameworks and the reality of delivering apprenticeships in higher education. Teaching staff spoke of “squeezing your programme, pedagogy, everything into an arbitrary box” that didn’t reflect their practice. Others questioned why Ofsted couldn’t operate more like consultants, “sharing best practice and providing exemplars” rather than simply evaluating.

    While almost all participants described inspectors as courteous and supportive, they also expressed concerns about the disempowering effects of inspection dynamics. One noted

    The power dynamic is… ‘If we don’t think you’re good enough, we’re going to close you down’. There are other regulatory bodies that don’t have the ability to put people out of jobs. It’s crazy.

    That perception of existential risk was heightened because many institutions appeared to have no clear inspection plan. No training. No joined-up strategy. “We only got Ofsted training two days before the inspection,” said one participant. Others had to “design and deliver” their own training from scratch “without any support” from their leadership which meant it was difficult to get people to engage with it.

    Teaching staff shared their views that traditional academic CPD (such as research outputs and pedagogic innovation) continues to be prioritised over compliance-linked work like Ofsted inspections, despite the institutional reputational risks:

    If any of us wanted to go off to London to present a research paper, we would have accommodation paid for us, we’d be able to go to that conference, no problem. But if we ask for £150 worth of CPD on how to improve apprenticeship delivery it wouldn’t be allowed. It’s not a business priority.

    Not malicious, just indifferent

    Overall, my research tells a story about institutional neglect. Unlike toxic leadership or micro-management, this form of harm is quieter. It’s not what leaders do; it’s what they fail to do. It’s the absence of engagement and the unwillingness to fund training. Most importantly, it’s the lack of psychological safety during a high-pressured event like an Ofsted inspection. As one participant said, “when the Ofsted inspectors came in, it was really hard to listen to senior leaders talking about how much they support staff… the reality is very different.”

    This isn’t about bad management, it’s about structural marginalisation. Apprenticeship provision was described as falling outside the strategic priorities of some institutions and their senior leaders were perceived as having “no awareness, no understanding” and that they “don’t particularly care about apprenticeships”. Research, undergraduate teaching, and the TEF occupied the centre of institutional gravity. Apprenticeships did not.

    Some participants said they almost wished for a “requires improvement” judgement just to get leadership to take them seriously. One observed:

    I had hoped that we would get ‘requires improvement’ because it would have made senior leadership pay attention to the changes we need to make. Senior staff have this sense of complacency as if the ‘good’ rating shows that we’re fine.

    The government is watching

    With this government promising a reshaping of apprenticeships and skills, and the growth and skills levy pushing modular/skills learning into new territory, the pressures experienced in apprenticeship provision in HE are likely to spread. Inspection and regulation in this space aren’t going away. Nor should they. But my findings suggest the real threat to quality and staff wellbeing is not external scrutiny, it’s internal culture.

    The risks here are reputational and ethical. Strategic responsibility for inspection readiness and staff wellbeing needs to sit at the top table, not with the most overworked and marginalised staff in the room. Here are five things that universities should do, right now:

    Stop marginalising apprenticeship teams. If universities are serious about their current apprenticeship provision and the imminent skills/flexible learning opportunities coming our way, the teams supporting these activities must be embedded into institutional strategy, not treated as marginalised, compliance-heavy provision.

    Build inspection readiness into annual planning, not panic-mode two days before the inspection starts.

    Invest in meaningful CPD for apprenticeships, including training on inspection frameworks, evidence expectations, managing emotional load during inspection periods, and conference attendance for the skills and apprenticeships agenda.

    Create psychological safety. No one should feel personally responsible for the entire institution’s regulatory fate.

    Use governance structures to ask hard questions. Boards and Senates should demand answers: how are we resourcing our skills and apprenticeship provision? What preparations do we have in place for the new skills/modular provision that will inevitably be inspected? Does leadership in schools/faculties understand their skills and apprenticeships provision fully? Do all colleagues get equal access to relevant CPD to do their job effectively?

    Ofsted didn’t bring stress into higher education; it just exposed a stretched system and the fragility of institutional operations and governance which relies on invisible labour.

    With the introduction of the growth and skills levy and a significant shift toward modular and flexible provision, the emotional and operational burdens seen in apprenticeship delivery and Ofsted inspections risk being replicated at scale unless universities adapt. When senior leaders are thinking about the structures and metrics for expanding into new opportunities such as modular/skills provision, they also need to carefully consider culture, responsibility, support, and compassionate leadership.

    If they replicate the same dynamics – underfunded, misunderstood, marginalised, and shouldered by isolated staff – universities risk institutionalising burnout and anxiety as conditions of participation in apprenticeships and skills.

    Source link

  • Reputation versus sunlight – universities and the new Duty of Candour

    Reputation versus sunlight – universities and the new Duty of Candour

    The idea of a “Hillsborough Law” has been in circulation for years.

    Campaigners – led by families of those who died at at Hillsborough Stadium in 1989, and joined more recently by those bereaved by Grenfell, Covid, and the death of headteacher Ruth Perry – have long argued that public authorities must be placed under a clear, statutory duty to tell the truth.

    Manchester Mayor (and emergent Labour leadership hopeful) Andy Burnham first introduced a Private Members’ Bill in 2017, but it fell with the general election.

    Labour then adopted the idea as policy in 2022, and after years of pressure – including a personal promise from Keir Starmer in the run-up to the 2024 election – the King’s Speech in July 2024 confirmed it would be brought forward.

    A year later, ministers missed the April anniversary deadline – triggering frustration from campaigners and months of rumour about officials attempting to water down the Bill – before finally introducing the Bill to Parliament now under the stewardship of new Justice Secretary David Lammy.

    To campaigners’ relief, this is not just symbolic legislation – it’s about correcting a deep structural imbalance, and very much connects to what little there is in Starmer’s vision – the idea and ideals of public service and a public realm “on the side of truth and justice”.

    For decades, bereaved families navigating inquests have faced publicly funded barristers representing the police, the NHS, local councils, or universities – while they themselves have been forced to crowdfund. They have seen evidence lost, withheld, or destroyed, and have encountered institutions that default to defensive strategies – preferring to protect their reputation than face accountability.

    The Public Office (Accountability) Bill (along with its explanatory notes and multiple impact assessments) – colloquially known as the Hillsborough Law – attempts to change that dynamic. It is about “candour”, legal aid, and cultural reform. And although the national debate has focused on disasters and policing, the legislation will very much apply to universities.

    What the Bill does

    At its core, the Bill does two things. First, it imposes a statutory duty of candour on public authorities and officials. That means a proactive obligation to be frank, open, and transparent when dealing with inquiries, investigations, and inquests. In some cases, it criminalises obstruction, dishonesty, and selective disclosure.

    Second, it guarantees non-means-tested legal aid for bereaved families involved in inquests and inquiries where public authorities are represented. That ends the unjust asymmetry of families crowdfunding – while the state and its arms funds lawyers to defend itself.

    Alongside this, the Bill codifies a replacement for the common law offence of misconduct in public office, creates new statutory misconduct offences, and requires public authorities to adopt and publish their own codes of ethical conduct embedding candour and the Nolan principles.

    The schedules name government departments, police forces, NHS bodies, schools, and further education corporations. But it also applies to any body carrying out “functions of a public nature” – a familiar phrase from the Human Rights Act and the Freedom of Information Act. Universities are covered.

    Pre-1992 universities were founded by Royal Charter or statute, and their governing bodies often include members approved by ministers or the Crown. Post-1992 universities are higher education corporations created by the 1992 Act. They fit easily within the test. Whether private providers, where they are registered with the Office for Students (OfS) and teach (quasi-)publicly funded students, will be caught under the “functions of a public nature” clause.

    For universities and their staff, this ought to be a profound change to the way they respond to tragedy, handle complaints, and manage their obligations to students and the public.

    Candour in inquiries and inquests

    In Part 2, Chapter 1, the Bill sets out the statutory duty of candour in relation to formal, statutory inquiries, investigations, and inquests.

    The duty is not passive – it requires public authorities to notify an inquiry if they hold relevant material, preserve records, provide assistance, and correct errors or omissions. Institutions can’t wait until a chair or coroner demands disclosure – they have to surface relevant material themselves.

    A new mechanism – a compliance direction – then strengthens the framework. Chairs of inquiries and coroners can issue formal directions requiring disclosure, written statements, clarifications, or corrections. These are binding. If an authority, or the official responsible for compliance, ignores, delays, or obstructs such directions, it becomes a criminal offence if done deliberately or recklessly.

    For universities, the most direct likely application will likely be to coroners’ inquests into student deaths. If, for example, a university was aware that it held key documents about a student’s support plan, assessment records, or internal communications, the duty would compel it to notify the coroner and disclose them proactively. The current norm – where families must ask precise questions and often guess at what exists – would be replaced by a statutory expectation of candour.

    If, as another example, a coroner designated a university as an interested person, a compliance direction could require a formal position statement explaining its role, structured disclosure of documents, and timely corrections if errors emerged. Senior officers will be personally responsible for compliance.

    And if relevant staff had first-hand knowledge of a critical incident – say, supervising an assessment where a student’s distress became acute – they could not quietly stay in the background. The university would be under pressure to identify and disclose their evidence candidly.

    The Bill also extends legal aid. Families would be guaranteed representation in any inquest where a public authority is an interested person. That means if, for example, a university and an NHS trust were both in scope, the family would not have to crowdfund tens of thousands of pounds to achieve parity of arms.

    At present, coroners have wide powers, but families often lack the leverage to ensure they are exercised fully. Coroners have to answer the four statutory questions – who, where, when, how – and they often interpret “how” narrowly. Families often push for broader scope, but institutions can resist. A statutory duty of candour would not change the coroner’s legal remit, but it should alter the behaviour of institutions within that remit. Selective disclosure, defensive positioning, and late document dumps would become high-risk strategies.

    It’s also notable that the Bill places the duty personally on those in charge of public authorities. In the university context, that means senior leadership cannot outsource disclosure entirely to lawyers or middle managers. Accountability flows up to the governing body and vice chancellor.

    And coroners’ Prevention of Future Deaths reports (PFDs) matter too. With fuller disclosure under candour, coroners are more likely to identify systemic failings in universities and recommend changes. While coroners cannot assign civil liability, their reports can shape policy and practice across the sector.

    Crucially, the Bill specifically recognises the problem of “information asymmetry.” Families can’t know what to ask for if they do not know what exists. By flipping the responsibility – making universities proactively disclose rather than forcing families to drag material into the open – the duty addresses that asymmetry head-on.

    The scope of this bit of the Bill is wide, but not limitless. It clearly applies to coroners’ inquests, Fatal Accident Inquiries in Scotland, and statutory public inquiries under the 2005 Act. It also extends to non-statutory inquiries set up by ministers, and there is a power for the Secretary of State (or devolved governments) to designate other investigations by regulation.

    But it does not automatically capture every process that universities are familiar with – complaints investigated by the OIA in England and Wales, regulatory investigations by OfS, Medr or the SFC, professional regulator fitness to practise panels, or independent reviews commissioned internally are all outside its scope as drafted.

    In those arenas, candour would only bite through the separate Chapter 2 duty to adopt and apply an ethical code (see below), rather than through the compliance-direction machinery of Chapter 1. But for those types of iniquity and investigation explicitly covered, it means candour is no longer optional or reputational – it is statutory, enforceable, and personal.

    Candour in day-to-day conduct

    If Part 2, Chapter 1 is about how institutions behave in high-profile inquiries, Chapter 2 is about how they behave every day. The Bill as drafted would require every public authority to adopt and publish a code of ethical conduct. In that Code, universities will be required to:

    • articulate the Nolan principles (selflessness, integrity, objectivity, accountability, openness, honesty, leadership);
    • define a duty of candour for the authority’s context;
    • explain consequences for breaches, including disciplinary and professional sanctions;
    • set out whistleblowing and complaint routes for staff and the public;
    • be public, regularly reviewed, and supported by training.

    For universities, this will mean embedding candour into teaching, research, administration, and student support.

    There are all sorts of potential implications. Consider complaints handling – at present, plenty of universities instruct lawyers at an early stage to assess litigation risk. For complainants, that shifts the emphasis to protecting the institution rather than resolving the complaint candidly. A student might receive partial explanations, documents only when pressed, or carefully worded responses that obscure institutional failings.

    If the idea is that the Code required under Chapter 2 incorporates and translates the principles reflected in Chapter 1, that approach to complaints would be unacceptable. The code should require:

    • proactive disclosure of relevant information during a complaint;
    • corrections when errors are identified;
    • clear explanations of decisions, not just outcomes;
    • openness even where disclosure is uncomfortable.
    • and a failure to act candidly could itself be misconduct, separate from the original complaint.

    For staff, the implications are significant. An academic accused of discrimination could no longer rely on the institution minimising disclosure to reduce liability. If records show concerns were raised earlier, candour might require acknowledging that, not burying it. Someone processing appeals could not quietly omit inconvenient information from a report.

    It raises staff-side concerns. The NHS experience shows frontline workers often feel candour exposes them personally, while leadership remains insulated. In universities, staff already operate under high pressure – REF, TEF, student satisfaction surveys, and reputational risk all loom large.

    A candour duty could feel like additional personal exposure – unless universities design their codes carefully, the burden may fall disproportionately on individual staff rather than leadership.

    And the implications extend beyond complaints. In admissions, candour could mean being frank with applicants about course viability or resource constraints. In research, it could mean full disclosure of conflicts of interest. In governance, it could mean sharing risk assessments with staff and students rather than keeping them confidential.

    The duty also requires universities to build internal systems – staff will have to be trained to understand candour, managers will be required to reinforce it, and whistleblowing protections will have to be clear. And codes will need to specify sanctions for breaches – shifting candour from an abstract principle to a live HR and governance issue. If the Higher Education (Freedom of Speech) Act offers staff protection for saying things out loud, at least in theory the Public Office (Accountability) Bill will require universities to require staff to say (some) things out loud.

    Legal context

    There are still limits. The Bill is explicit that candour doesn’t override other legal restrictions – data protection, privilege, and statutory exemptions still apply. A university can’t disclose student medical records without consent, nor breach confidentiality agreements lawfully in place. But the default flips – the presumption is disclosure unless legally barred, not concealment unless forced.

    That will all interact directly with stuff like Equality Act duties and consumer protection law. Universities might resist admissions in complaints because acknowledging discrimination or misleading marketing creates liability. Under Chapter 2, the risk is reversed – concealing those admissions would itself be a statutory breach. The Digital Markets, Competition and Consumers Act 2024 and CMA guidance already push towards transparency in student marketing. A candour duty would add a new, statutory dimension.

    In practical terms, universities will need to rewrite policies, retrain staff, and rethink how they interact with students. Complaints offices, HR teams, and legal advisers will all have to internalise the new default of candour. The reputational instinct to minimise admissions of fault will be directly challenged by statutory obligation.

    In theory, as liability risk increases, so should trust. Universities are often criticised for opacity, defensiveness, and spin – a statutory candour duty offers a chance to change that culture. Students making complaints would be entitled not just to process fairness but to institutional honesty, and staff accused of misconduct would know that concealment or minimisation would itself be a breach. Governing bodies would have to lead by example, publishing codes and demonstrating compliance.

    Regulators and adjudicators

    Of course if candour becomes law, regulators and adjudicators will need to respond. As it stands, no specific regulator is identified for monitoring compliance with the “devolved” duty under Chapter 2 – that may get added as the Bill progresses, but even if it doesn’t, the interactions with other areas of regulation make it wise for there to be change.

    In England and Wales, the Office of the Independent Adjudicator (OIA) already reviews individual complaints and publishes a Good Practice Framework. It emphasises fairness, transparency, and clarity, but not candour as a statutory duty per se.

    Once Chapter 2 is in force, the OIA would likely need to update its framework to reference candour explicitly. It would then be able to hold universities to account not just against good practice, but against a legal standard – did the university act candidly in its handling of this complaint?

    The Office for Students (OfS) then has wider systemic oversight. The regulatory framework includes Condition E2 on management and governance, and requires compliance with Public Interest Governance Principles. These do currently cover accountability and academic freedom – but not candour. If universities are under a statutory candour duty, OfS will almost certainly need to amend the PIGPs or issue guidance to reflect it.

    How this all sits with other existing regimes like the Freedom of Information Act (FOIA) will be another big question. FOIA already imposes transparency duties, but universities often take a restrictive approach, especially private providers not designated as public authorities under FOIA. The candour duty would run in parallel – requiring disclosure in complaints and inquests even where FOIA might not apply.

    Other sections of the Bill

    While most attention has focused on the duty of candour and the reforms to inquests, the Bill also contains other important provisions that will reshape the accountability of public authorities.

    Part 1 of the Bill tackles the long-running debate around misconduct in public office. The common law offence – dating back centuries – has long been criticised as vague, inconsistently applied, and overly reliant on judicial interpretation.

    The Bill abolishes the common law offence and replaces it with a new statutory framework, creating clear offences for serious misconduct by public officials, defining more precisely what counts as abuse of position or wilful neglect of duty. For universities, where senior leaders or governors are increasingly seen as “public officials” when exercising functions of a public nature, this should provide sharper statutory clarity on when misconduct could cross from an HR or governance issue into criminal liability.

    The Bill also addresses investigations and inquiries more broadly. It enhances powers for inquiry chairs and coroners not just to compel evidence, but to ensure compliance is timely and truthful. The creation of compliance directions backed by criminal sanction sits here, but the wider context is about rebalancing relationships.

    Families and victims have long argued that inquiries too often become adversarial battles against obfuscating institutions. As the Bill shifts legal duties onto the institutions themselves, it tries to realign incentives so truth-seeking, not reputation-protection, dominates. And Part 2 expects those principles to be reflected inside universities too.

    Another significant element is the reform of legal aid at inquests. For the first time, non-means-tested legal aid will be automatically available for bereaved families whenever a public authority is represented at an inquest. This is not just a financial change – it’s another attempt to end the asymmetry that has often characterised high-profile inquests. For universities, it should mean that whenever they are an interested person, families will now face them on an equal legal footing.

    The Bill also contains provisions on whistleblowing and reporting duties – where staff often feel trapped between loyalty to the institution and responsibility to students or the public. Public authorities will have to create clear internal mechanisms to support those who raise concerns, and codes of conduct will have to integrate protections and processes for staff who disclose wrongdoing.

    Taken together, these other sections of the Bill flesh out the candour framework, create sharper criminal liability for misconduct, and give families, the public and/or students and staff stronger levers for truth and accountability.

    Territorial application

    The Bill extends to England and Wales, with many provisions applying directly to public authorities operating there. Scotland and Northern Ireland have their own legal systems and inquest regimes, so the Bill’s application is more limited. But universities across the UK will need to pay attention.

    In Scotland, there is no coroner system, but Fatal Accident Inquiries serve a similar role. While the Bill itself does not apply wholesale, the Scottish Government and the Scottish Funding Council are likely to face pressure to adopt parallel reforms – particularly on candour and legal aid – to avoid a two-tier approach for bereaved families.

    In Wales, higher education is now regulated under the Tertiary Education and Research (Wales) Act 2022, with the new Commission for Tertiary Education and Research (CTER) taking over regulatory functions. Although the Bill applies to Wales, CTER will need to consider how candour duties interact with its quality and governance oversight.

    And in Northern Ireland, inquests operate differently again, and universities there are few in number. The territorial extent of the Bill is narrower, but questions will inevitably arise about parity of rights for families and students.

    For providers operating across borders – particularly cross-UK institutions or partnerships – the patchwork will be complex. Consistency will matter, and regulators in devolved nations might usefully align their governance principles and duties to ensure students and families are not disadvantaged by geography.

    Culture change

    Of course, policy is one thing – culture is another. The NHS has had its own statutory duty of candour for a decade, requiring openness with patients when things go wrong. But implementation has been patchy – studies and reviews have found variability, defensiveness, and resistance. In practice, candour clearly depends not just on statutory text but on leadership, training, and incentives.

    The same will be true in higher education. Universities are complex, professionalised, and reputationally sensitive – candour is simply not their default culture. Embedding it will require governing bodies and senior staff to model openness, leaders to embrace uncomfortable truths, and lawyers to reframe their advice.

    The risk is that candour becomes yet another procedural box-tick – a paragraph in a code, a slide in induction training – while the real behaviours remain defensive. The opportunity is for universities to embrace candour as a chance to rebuild trust with students, staff, and the public.

    A particularly thorny question is how the Bill will apply to the growing number of private higher education providers. A brief glance at WhatDoTheyKnow suggests that they routinely refuse Freedom of Information requests on the basis that they are not designated as public authorities under FOIA, despite (in England) often being registered with the Office for Students and enrolling thousands of publicly funded students.

    On the face of the Bill, they would only fall within scope of the candour duty where they are performing “functions of a public nature” – a phrase that has generated years of litigation under the Human Rights Act and remains contestable.

    That creates a risk of a two-tier candour regime in higher education – so one way to resolve it would be for OfS to hardwire candour into its Public Interest Governance Principles, explicitly requiring all registered providers – public and private – to adopt candour codes and to respond to FOI requests as a condition of registration (especially if registration does eventually end up covering franchised-to providers not on the OfS register).

    That would extend the protections in practice, ensuring that students and families do not see their access to information and honesty diluted simply because their provider is incorporated as a private company. Similar steps could be taken by the Scottish Funding Council and Medr in Wales, embedding candour and transparency as regulatory expectations across the UK.

    Oh – and the position of partners and contractors is also significant, and may need exploration as the Bill progresses. Under Chapter 1, some may be caught directly where they are exercising functions of a public nature or hold relevant health and safety responsibilities – for example, halls providers, outsourced counselling services, or teaching partners.

    And even where they are not formally within scope, the spirit of the Bill makes clear that universities cannot sidestep candour by outsourcing – they will effectively be expected to build equivalent obligations into contracts, ensuring that candour duties flow through to partners so that evidence and disclosure gaps do not open up when multiple organisations are involved.

    A different kind of leadership

    The coverage might not point directly at universities – but the Hillsborough Law is not just about disasters, policing, or health. It is about the way the state – and those who exercise public functions – treat people when things go wrong.

    For universities, inquests into student deaths should be different – candour will be mandatory, legal aid automatic, and compliance enforceable. Day-to-day complaints handling should be reshaped – defensive, lawyer-led strategies will sit uneasily alongside statutory candour codes. Regulators and adjudicators should respond, updating frameworks and guidance.

    But as I say, just as the OIA’s “Bias and the perception of bias” expectations haven’t automatically made complaints handling any less… biased, legislation of this sort alone will not fix culture. The challenge for leaders will be to embed candour not just in codes and conditions, but in the behaviours of academics, professional services staff, their partners, and themselves.

    In an ideal world, universities would embrace transparency organically, driven by their educational mission rather than legal compulsion. The best learning happens when trust and openness prevail, not when compliance regimes loom.

    But not only have academic careers forever been about reputation, universities have evolved into large, corporatised institutions with competing pressures – league tables, reputational risk, financial sustainability. In this environment, in the teeth of a crisis or complaint, the truth is that abstract appeals to academic values often lose out to immediate institutional interests.

    Rather than hoping for cultural transformation, the Hillsborough Law reshapes incentives. When concealment becomes legally riskier than disclosure, and when defensive strategies carry criminal liability, candour becomes not just morally right but institutionally smart.

    For students, families, and staff facing institutional defensiveness at vulnerable moments, legal leverage may be the only way to level the playing field. Too many public authorities have failed to redefine reputation to mean trustworthiness rather than unblemished image – now the law will redefine it for them.

    That will mean shifting from reputation management to truth telling, from legal defensiveness to openness, and from institutional self-interest to public accountability. In a sector so dominated by the powerful incentives of reputation, that will be no simple task – but it will be a vital one.

    Source link

  • Higher education mergers are a marathon not a sprint

    Higher education mergers are a marathon not a sprint

    When the announcement came last Wednesday that the universities of Kent and Greenwich are planning to merge, the two institutions did a fine job of anticipating all the obvious questions.

    In particular, announcing that the totemic decision has already been taken on who should lead the new institution – University of Greenwich vice chancellor Jane Harrington – was a pragmatic move that will save a great deal of gossip and speculation that could otherwise have derailed the discussions that will now commence on how to turn “intention to formally collaborate” to the “first-of-its-kind multi university group.”

    But even with that really tricky bit of business out of the way, there is still a lot to work through. Broadly those questions fall into two baskets: the strategic direction and the practical fine detail. Practicalities are important for giving reassurance that people’s lives aren’t about to radically change overnight; albeit there are inevitably lots of issues that are either formally unknown at this stage or which can only be tackled in light of the evolution of the final agreement and organisational structure.

    With that in mind, it is really worth emphasising that the notion of a “multi university group” is a brand new idea, given a conceptual shape in the very recent publication Radical collaboration: a playbook from KPMG and Mills & Reeve, produced under the auspices of the Universities UK transformation and efficiency taskforce. The idea of a “multi university trust” explored in that report, derived from the school sector, posits the creation of a single legal entity that can nevertheless “house” a range of distinct “trading entities” with unique “brands” each with an agreed level of local autonomy.

    It answers the question of how you take two (or more) institutions, each with their own histories and characteristics and find ways to create the strength and resilience that scale might offer, while retaining the local distinctive characteristics that staff, students, and local communities value and feel a sense of affinity to. It also, as has been noted in the coverage following the announcement, leaves an option open for other institutions to join the new structure, if there’s a case for them to do so.

    “It is very positive to see institutions taking proactive steps to finding new ways to work together,” says Sam Sanders, head of education, skills and productivity for KPMG in the UK. “The group structure proposed is a model we have seen be successful elsewhere, where brand identity is retained but you get economies of scale, meaning institutions can focus on their core activities while sharing the burden of the overheads. If it goes well it could act as a blueprint for other similar ventures.”

    Sam’s reflection is that establishing a new entity might be the most straightforward part of the process: “The complicated part is moving to a new model that simultaneously preserves the right culture in the right places while achieving the savings you might want to see in areas like IT, infrastructure, and estates. These are multi-year agendas so everyone involved needs to be prepared for that.”

    The long and winding road

    With lots to work through, it’s really important to step back, and give space to the institutions to work this out. Because the big picture is about mapping what that critical path looks like from single-institution vulnerabilities to strength in numbers – and that is a path that these institutions and their governing bodies are, to a large extent, carving out as they go, potentially doing the wider sector a service in the process as others may look to follow the same path in the future.

    “The sector response has been overwhelmingly positive,” says Jane Harrington, who is already fielding calls from heads of institution who are curious about the planned new model. Both Jane and University of Kent acting vice chancellor Georgina Randsley de Moura have experience with group structures in schools and further education, knowledge they drew on in thinking through the options for formal collaboration – starting with ten different possible models which were narrowed down to two that were explored in more depth.

    “We started with what we wanted to achieve, and then we looked for models,” says Georgina. “We kept going back to our principles: widening participation, education without boundaries, high quality teaching and research, and what will make sense for our regions. Inevitably there is some focus in the news around finances and that is an important part of the context, but this would not work if our universities didn’t have values and mission alignment.”

    “We also had examples in mind of where we don’t want to end up,” adds Jane. “You see mergers where the brand identity is lost and it takes a decade to get it back. We have, right now, two student-facing brands that are strong in their own right. And in five or ten years time it might be that we have four or five institutions that are part of this structure – we don’t think it would make sense for them to become part of one amorphous brand.”

    It’s frequently observed that bringing together two or more institutions that are facing difficult financial headwinds may simply create a larger institution with correspondingly larger challenges. So having a very clear sense strategically of where the strengths and opportunities lie, as well as the where risks and weaknesses might also be subject to force-multiplier effects, is pretty important at the outset.

    It’s clear that there is an efficiency agenda in play in the sense that merging allows for the adoption of a single set of systems and processes – an area where Jane is especially interested in curating creative thinking. But the wider opportunities afforded by scale are also compelling, especially in being more strategic about the collective skills and innovation offer to the region.

    Kent and Medway local councils and MPs have also responded enthusiastically to the universities’ proposal, the two heads of institution tell me – not least because navigating politics around different HE providers can be a headache for regional actors who want to engage higher education institutions in key regional agendas.

    “There are cold spots in our region where nobody is offering what is needed,” says Jane. “But developing new provision is much harder when you are acting alone. This region has pockets of multiple forms of deprivation: rural, urban and coastal. The capacity and scale afforded by combining means we can think strategically about how to do the regional growth work, and what our combined offer should be, including to support reskilling and upskilling.”

    Georgina makes a similar case for combining research strengths. “Our shared research areas, like health, food sustainability, and creative industries, play to regional strengths,” she says. “When research resources are constrained, by combining we can do more.”

    We can work it out

    The multi university group is not, in theory, a million miles from a federation in structure in that in federations generally there is a degree of autonomy ceded by the constituent elements to a single governing body – but in a federation each entity retains its individual legal status. A critical difference is the extent to which a sharing economy among the entities would have to be painstakingly negotiated for a federation, which could erode the value that is created in collaborating. It could also raise tricky questions around things like VAT.

    But the sheer novelty of the multi university group also raises a bunch of regulatory questions, covered in all the depth you’d expect by DK elsewhere on the site – to give a flavour, can you use the word “university” for your trading entity without that existing as a legal entity with its own degree awarding powers?

    The supportive noises from DfE and OfS at the time of the initial announcement should give Kent and Greenwich some degree of comfort as they work through some of these questions. The sector has been making the argument for some time now that if the government and regulator want to see institutions seizing the initiative on innovative forms of collaboration, there will need to be some legal and regulatory quarter given, up to and including making active provision for forms of collaboration that emerge without a legal playbook.

    Aside from the formal conditions for collaboration, how OfS conducts itself in this period will be watched closely by others considering similar moves. While nobody would suggest that changing structure offers an excuse for dropping the ball on quality or student experience – and both heads of institution are very clear there is no expectation of that happening – OfS now has a choice. It can choose to be highly activist in requesting reams of documentation and evidence in response to events as they unfold, from institutions already grappling with a highly complex landscape. Or it can work out an approach that offers a degree of advance clarity to the institutions what their accountabilities are in this time of transition, and how they can/should keep the regulator informed of any material risks arising to students from the process.

    Despite the generally positive response, there is no shortage of scepticism about whether a plan like the one proposed can work. The answer, of course, depends on what you think success looks like. Certainly, anyone expecting a sudden and material shrinkage in costs is bound to be disappointed. Decisions will be made along the way with which some disagree, perhaps profoundly.

    But I think what is often forgotten in these discussions is that the alternative to the decision to pursue a new structure is not to carry on in broadly the same way as before, but to pursue a different but equally radical and equally contentious course of action. If the status quo was satisfactory then there would be no case for the change. In that sense, being as useful as possible in helping these two institutions make the very best fist that they can of their new venture is the right thing for everyone to do, from government downwards.

    Source link

  • How to do the perfect merger

    How to do the perfect merger

    As we reported on Wednesday, the University of Greenwich and the University of Kent have announced their intention to create a new “super-university” – tentatively called the London and South East University Group (LSEUG).

    It’s worth getting the terminology together. Also styled as a “multi-university group” (a clear nod, if not a direct parallel, to the “multi academy trust”) there will be one unified governing body, one academic board, one executive team, and one vice chancellor (which will be Jane Harrington, currently vice chancellor at Greenwich).

    Despite the “super-university” framing in press statements there is intended to be no changes for students and applicants – people will still apply to, and graduate from, either Kent or Greenwich. For all other purposes – regulation, funding, employment – the idea is of a single entity, but there is still a lot to be worked out.

    Further work on the details of the merger (and it does look like a merger, even though neither university uses that language) will lead to a decision on an implementation around the end of the calendar year. If everything goes to plan, the new structure and entity will be in place in time for the 2026–27 academic year.

    So staff at both universities are in for what will be a busy 12 months in quite a condensed timeframe.

    Everybody else

    And not just them. A university with dual identities but a single structure is not exactly an anomaly – the University of Coventry and its “CU” sub-brand, the University of South Wales and the Royal Welsh College of Music and Drama, the various FE groups (like Cornwall College) – but the degree to which we are looking at two trading names rather than two institutions will determine a lot of regulatory and funding decisions.

    For instance – how would Research England determine eligibility for the REF? Both constituent parts of the new entity entered the previous exercise, and both have developed an impact and publication profile in the years since. But it is very likely that Greenwich and Kent have two very different “research cultures”, even though scores for “environment” were similar in REF2021.

    The REF rules point, in England, to OfS Approved (fee cap) status plus research degree awarding powers (unless specific permission is granted) as the price of participation and access to QR funding.

    So would the new entity be able to maintain two OfS registrations and two sets of degree awarding powers? A “merger” is, as you might expect, a reportable event – and would lead to a reassessment of the financial sustainability and governance arrangements of both providers involved (as per section 144 of the Regulatory Framework).

    There would also need to be a reassessment of quality and standards – here OfS is clear that it would use the compliance history of previously registered provider(s) in assessing what would potentially be a new application for registration (para 372 here). All of this, of course, is subject to the usual vagaries of OfS judgement in an individual case.

    Beware of the leopard

    You’d have to be au fait with the footnotes to the analysis of responses to the 2022 consultation on quality and standards conditions(!) to know that:

    A merger or acquisition is a reportable event, and we would make a judgement about whether such an event resulted in any increased risk for any condition of registration for any of the providers involved. A merger or acquisition of two registered providers also requires a decision to deregister the dissolving entity – a decision to deregister a provider in these circumstances also means we consider whether any regulatory benefits or regulatory protection for students in relation to the deregistering provider transfer to the lead provider. Therefore, the relevance of any compliance history will be considered and, if appropriate, a new risk assessment will be completed as part of this process.

    There is not a playbook or a process for two universities merging – despite what feels like three years of Wonkhe articles suggesting that something like this could be on the cards – and despite the actual example of City St George’s University of London (which makes things a little easier by using only one, albeit unwieldy, trading name) there is no evidence of work being done in advance of what could well be a rush of other examples.

    I mention this not to take a pop at the Office for Students, but to suggest that this absence of a clearly defined regulatory path may be discouraging other registered providers from making similar decisions. If mergers are the financial stable future of the sector, there needs to be a simple process to allow them to happen.

    Compare, for example, the clear and straightforward guidance (and checklist) available from HESA.

    Outside privy

    Paragraph 306 of the current regulatory framework suggests that there are circumstances in mergers where university title is up for debate too. Both the University of Kent and the University of Greenwich have university title (you can tell that because they can both use the word “university” in their names) – Kent via a Royal Charter in 1965, Greenwich via a 1992 Order of the Privy Council.

    From what we know so far the London and South East University Group (name not yet confirmed) will bring the two current institutions (the University of Kent, the University of Greenwich) under one structure. If the name of the overall structure contains the word “university” it will need to have approval for its new use of the word university in a company name.

    I’d love to draw a parallel with City St George’s but that one is just weird – City didn’t use its 1966 university title after 2006 (it used City, University of London), St George’s Hospital Medical School never used its 2022 university title, it was St George’s, University of London), but the combined provider uses the 1966 City title despite still being a member of the University of London, because as of the 2022 University of London Act you can now have university title within the University of London.

    It isn’t made clear in any of the guidance, but generally only a legal entity can hold university title. A lot depends on the chosen company structure of the new body – if we are reversing two existing companies into a new entity then I’d honestly be surprised if it wasn’t the new entity that needs university title: and the existing ones (referring as they do, to existing names) wouldn’t be enough.

    Could we have one entity with two university titles? Generally not, but to offer consistency to students and applicants you’d hope some arrangement could be made, at least over the short to medium term.

    Though OfS nominally gets to determine university status these days, in legal reality it issues a recommendation to the Department for Education that it can offer a response of “non-objection” to the Registrar of Companies (at Companies House) who makes the final determination. That’s a lot of people to get to agree.

    Sandbox

    The mere act of doing something that hasn’t quite been done this way before causes administrative problems. For all the OfS’ processes aim to provide the legendary “level playing field”, in practice it has been helpful if your provider looks quite a lot like existing providers. LSEUG, with its Greenwich and Kent sub-brands, does not look like any current provider and as such it could face a bumpy ride – via a series of exceptions and special cases – into good standing with OfS.

    A special case should not be a worry, and if – as many predict – this merger is the first of many there will be a number of precedents set that should make it easier for future providers in a similar situation. That’s great for them, but not much comfort for the team across Kent and Greenwich that will be arguing the case with OfS, DfE, and others on a number of rules and requirements.

    At its best, regulation should apply reliably and equally to everyone. But there is a case, where regulation needs to evolve, to establish a sandbox where new ways to assure against the various OfS and DfE concerns can be developed and deployed. And perhaps that could help make regulation less onerous for everyone.

    Source link

  • Sledgehammers, screwdrivers, and primary legislation

    Sledgehammers, screwdrivers, and primary legislation

    There might well be a new Higher Education Bill on the way.

    But it wouldn’t be a grand vision for the future of the sector, or a radical change to the way the government controls it.

    It would be an exercise in tidying up and optimising the rats’ nest of legislation and regulation that currently governs higher education in England. Changes will be minor and focused on efficiency – more a screwdriver than a sledgehammer. This approach was foreshadowed by the Behan review, which recommended that:

    Government and the OfS further consider the legislative powers and tools required to enable the OfS to effectively regulate.

    In this respect it might be similar to higher education related bills in recent years: the 2024 Higher Education (Freedom of Speech) Act, the 2022 Skills and Post-16 Education Act, and the 2023 Lifelong Learning (Higher Education Fee Limit) Act were all screwdriver-esque, making changes to existing legislation rather than breaking new ground.

    This will be my testimony

    The last sledgehammer bill was the 2017 Higher Education and Research Act (HERA) – but even laws as long and unwieldy as that have to modify the legislative landscape in order to keep things running smoothly. It made modifications to the 1986 Education (no 2) Act, the 1988 Education Reform Act, the 1992 Further and Higher Education Act, the and 2004 Higher Education Act, plus many other minor and consequential amendments to all kinds of other law.

    Some of this is at a surface level – if you create a new organisation like OfS or UKRI you need to change or make references to make sure it can use existing powers or is exempt from existing safeguards. Some of it is deeper and more profound – fee increases were made under the powers in the 2004 Act until these were repealed in 2018 by secondary legislation linked to HERA. And, when the time comes to use the funding method described in the 2023 Act, this situation will change again at the stroke of a pen.

    It’s generally considered better parliamentary practice to use primary legislation (as in, bills that become acts) to modify other primary legislation – it can be done using secondary legislation (statutory instruments) but this tends to look like the government is trying to hide something. Witness, for example, the partial repeal of the Higher Education (Freedom of Speech) Act, which very nearly made Toby Young at the Free Speech Union need to change his trousers.

    Dog’s breakfast

    I’m not the first to say this, but HERA is an absolute bin fire of an act. It is long, unwieldy, maddeningly unclear, and occasionally self-contradictory. A lot of what is contained in the bill no longer applies to the way higher education is regulated in practice. Indeed, there are a number of ways in which the Office for Students does not comply with the law.

    My favourite example of this is section 38, which requires the Office for Students to monitor the availability and use of arrangements for students to transfer between providers. OfS is meant to report on the conclusions it has drawn from this monitoring annually – it doesn’t. It decided to stop doing this during the Covid-19 pandemic in 2020, and have never bothered to start again despite how interested the government now are in people doing stackable credit bearing modules via the lifelong learning entitlement.

    So, given this, one thing a new bill could do would be to reinforce section 38, requiring the annual collection and publication of data relating to student transfers, and empowering OfS to do any other things (via an expansion of condition F2) it may need to do to make credit transfer between registered higher education providers as simple and as painless as possible.

    Similarly there are bits of HERA that are now clearly never going to be used. Asking OfS to regulate student unions is now generally seen as a non-starter, and it never really was viable. So Sections 69B, A5, and A6 (as inserted by the freedom of speech bill) probably need to go)

    What else?

    The messiness around academic quality and standards in HERA has been well documented, and this was even before the demission of the designated quality body and the slightly questionable position of the Behan review regarding OfS permanently taking on the old role.

    If this is what is to happen, it seems silly (as Behan noted) to have all of the fine-grained documentation about the duties and responsibilities of a designated body that will likely never exist again on the statute book. The references to the DQB should be removed.

    However, part of the point of the DQB was to ensure that the sector itself (including students) had more of a role in setting and maintaining academic standards, and that quality assurance would meet international standards, so it would be reasonable to hope that the opportunity would be taken to put these points into law directly. We need a new clause requiring OfS to comply with international standards, to more regularly review quality and standards on a cyclical as well as a needs-based basis, and to include the views of staff and students within quality reviews. It may be reasonable to note that OfS may choose to appoint a body itself to discharge these very specialised responsibilities.

    Behan also recommended that the appointment of the chief executive officer should be a matter for OfS board rather than ministers, and that an appointed chief executive should be able to get on with appointing their own executive team rather than having two directors appointed for them by ministers. This is the way most other arms-length bodies operate, and would do a lot to make the OfS look more independent of government.

    Currently HERA requires that the Secretary of State appoints (as per Schedule 1 2 (1) of HERA) the chief executive, the Director for Fair Access and Participation (currently John Blake), and the Director for Freedom of Speech and Academic Freedom (currently Arif Ahmed). The DFAP rule is a hangover from the days of the Office for Fair Access, and the DFSAF comes from the ministerial overreach that characterised the debates around freedom of speech. New legislation should modify schedule one of HERA to make it easier for the OfS to appoint (and manage) its own senior team.

    Money matters

    Is there a chance that a new higher education bill could deal with the enormous financial strain both students and providers are under?

    The uprating of the family income thresholds for access to maintenance loans is long overdue, to the extent that the total amount paid out as maintenance loans and the average amount paid out per student is forecast to drop even as the number of UK domiciled undergraduate students increases. These thresholds can be increased using a statutory instrument – amending part 6 of the 2011 Education (Student Support) Regulations – but this has never happened.

    It would be good to build a requirement to increase these thresholds by inflation each year into primary legislation, and perhaps take the opportunity to rethink the operation of the current system in parliament. Writing the regulations anew would clear up the mess that is the 2011 regulations and allow for a one off above inflation boost so that the rules do the job they were originally intended to under the scrutiny of parliament.

    While we are at it, HERA requires (via a last minute intervention from Jo Johnson – remember him?) that even inflationary increases to fee levels are voted on in parliament, a situation that allowed for Michelle Donelan’s damaging “fee freeze” that, arguably, is the main contributing factor to the current financial crisis.

    So let’s put a requirement to maintain the real-terms value of fees into primary legislation, via an amendment to the new (per credit) rules in the Lifelong Learning (Higher Education Fee Limits) Act, ideally before these are implemented into HERA (something that needs to happen quite soon).

    Access planning

    What OfS does around access and participation is largely constrained by how the Office for Fair Access worked before HERA: institutions prepare an access and participation plan, this is assessed by the OfS, and only those with a qualifying plan are allowed to charge the higher fee limit.

    In practice the requirement to submit an access plan is placed on providers in the Approved (Fee Cap) registration category only (so a big chunk of the sector is not required to do very much on access except via means related to outcome metrics in condition B3). The current push to collaborate regionally and work with schools to raise aspirations and standards there is, arguably, in breach of section 36 of HERA (the freedom to decide not to work regionally and with schools isn’t one of the three carveouts in subsection 1, but the institutional autonomy duty is not exclusive).

    What OfS wants to do, what may or may not actually work, and what ministers might like to see do not always align, and what was once an uncontested boon (attracting underrepresented groups into higher education) has become deeply problematised in contemporary political discourse. What would be useful would be to loosen the constraints placed on OfS access and participation work in HERA, but to set out clear duties (rather than specified methods) on the face of the bill.

    Legislation saves the nation

    There are clearly more short, sensible, things the government could do in a screwdriver style higher education bill. I would hope that the legislation could start in the House of Lords – allowing the knowledge and expertise of peers to shape the parameters of debate in the Commons stages.

    But it would be a brave government that publishes a higher education bill (of whatever sort) that isn’t able to offer some kind of a response to the financial troubles faced by the sector. While there are issues with current legislation, even a bill that does a lot of good leaves ministers open to the accusation that they are just tinkering around the edges. A screwdriver bill might make sense, but the need for a sledgehammer remains acute.

    Source link

  • Partnership? Students in Scotland need protection

    Partnership? Students in Scotland need protection

    It’s easy to trace differences in culture back much further – arguably right back to Bologna in 1088, and the Rectors of the Ancients in the 15th Century.

    But at the very least since 2003, students’ unions in England have looked North of the border jealously at a country so committed to student partnership that it created a statutory agency to drive it.

    Partnership at all levels thrives when there’s will, time, and frankly, money. It’s tougher to reflect the principles of students having power when times are tight – when the excel sheets no longer add up, when restructures have to be planned, and when cuts have to be crafted to the facilities and services that students have been inputting on for years.

    Beyond the potentially apocryphal stories of truly student-led institutions in ancient times, students in any system are bound to be treated as, and regard themselves as, at best junior partners – with, both at individual and collective levels, a significant power asymmetry.

    In such scenarios, when leaders spend their days choosing between any number of awful options, it’s often going to be the least institutionally risky path that’s taken. And the danger is that students – who previously might have relied on partnership to secure their interests – now really need protection instead.

    I spend quite a bit of time here lamenting the implementation of protection measures for students in England. But in conversations with students and their leaders in Scotland, I’m now finding myself repeatedly reflecting on the fact that at least, in England, there are some.

    3 months to open your email

    Take complaints. The Office of the Independent Adjudicator (OIA) doesn’t always generate the answer that student complainants would like – it often feels too distant, and at least temporally, hard to access.

    It also has a tendency to seek resolution when it’s sometimes justice that should prevail – and increasingly feels like providers are paying students off (often with NDAs for non-harassment complaints) before they get there.

    But in Scotland, students have to use the Scottish Public Services Ombudsman (SPSO). As I type, “due to an increase in the volume of cases” it is currently receiving, there is a delay of 12 weeks in allocating complaints to a reviewer.

    Some comfort that will be to the international PGT who has cause to complain in month 10 of their studies, only to have to encounter a complaint, an appeal, and then a further 12 weeks just to get the SPSO to open their letter. UKVI will have ensured they’re long gone.

    It’s clear that few get as far as the SPSO. When it investigates a complaint, it usually reports its findings and conclusions in what it calls a decision letter – and these findings are published as decision reports. Since May 2021, just ten have been published.

    Either students in Scotland have much less to complain about than their counterparts in England and Wales, or universities in Scotland are much better at resolving complaints, or this is a system that obviously isn’t working.

    Never OK

    Then there’s harassment and sexual misconduct. Just under a year ago Universities Scotland’s update on anti-harassment work suggested a system of protection that’s patchy at best.

    37 per cent of institutions weren’t working with survivors to inform their approach, 21 per cent didn’t have policies allowing for preventative suspension where necessary, and only 71 per cent of institutions had “updated their policies” following guidance from UUK on staff-student relationships – which could still mean all 19 universities are permitting staff to pursue students.

    Universities Scotland acknowledges that most identify funding as a barrier, but England’s regulator makes clear that providers “must” deploy necessary resources, with higher-risk institutions expected to invest more. If you can’t fund student safety properly, perhaps you shouldn’t be operating is the message in England.

    And there’s no sign that Scotland will be taking part in the prevalence research that’s been piloted in England.

    Cabinet Secretary Jenny Gilruth’s praise for Scotland’s “partnership approach” suggested either complacency or a failure to grasp that Scotland is sliding toward being significantly less robust than England in protecting students. When partnership fails to deliver safety, protection becomes essential – and on harassment, it feels like Scotland is failing to provide either adequately.

    Best practice should not be voluntary

    Or take mental health. While Wales has responded to parliamentary concerns about consistency by accepting recommendations for a “common framework for mental health support” backed by registration and funding conditions, Scotland continues to rely on voluntary approaches that deliver patchy outcomes.

    The Welsh government’s response to its Children, Young People and Education Committee shows what serious commitment looks like. New MEDR registration conditions will require clear expectations for student wellbeing, supported by data collection requirements, evaluation frameworks, and crucially, funding considerations built into budget allocations.

    There’s partnership rhetoric – but it’s partnership backed by regulatory teeth. Wales has grasped what Scotland appears to miss – that “best practice should not be voluntary” when student lives are at stake, as one bereaved parent told Westminster’s Petitions Committee.

    The Welsh approach is set to recognise that students need “parity of approach” and “consistency between departments, institutions, and academic teams” – something that purely voluntary frameworks cannot deliver.

    Scotland’s reliance on institutional goodwill for mental health provision increasingly looks naive. Maintaining flexibility for institutions to design services suited to their contexts, is one thing – but Wales will ensure baseline standards that students can depend on regardless of which university they attend.

    The contrast is stark – Wales will treat student mental health as a regulatory priority requiring systematic oversight, while Scotland appears content to hope that partnership alone in a context of dwindling funding will somehow deliver consistency. When partnership fails to protect the most vulnerable students, Wales will have built backup systems – Scotland has built excuses about funding pressures that Welsh universities face too.

    Promises promises

    Then there’s consumer protection – or, as I like to rebrand it, delivering on the promises made to students. It’s easy to assume that students in Scotland aren’t covered – but plenty do pay fees, and those that don’t are supposed to be protected too.

    But over two and a half years since the Competition and Markets Authority revised its guidance to universities on compliance, there seems to be a nationwide problem. Of the 16 universities I’ve looked at in Scotland, 15 still include contractual terms limiting liability in the event of a strike involving their own staff – something CMA has advised is unlawful, and which OfS is effectively enforcing in cases like Newcastle.

    In a year when strikes are more likely, why should students in Scotland not be afforded the same rights to the education they’ve signed up for than their English counterparts?

    The CMA also bans clauses that limit compensation for breach of contract to the total paid in fees – something that would be very attractive in Scotland for obvious reasons. Yet 14 of the country’s universities continue to publish contractual terms that apparently allow them to with impunity. Several have highly problematic clauses on in-contract fee increases too.

    And CMA’s guidance on “variation clauses” – that should not result in too wide an ability to vary the course or services that were offered when students signed up – looks like it’s been flouted too.

    I’m no lawyer, but most universities in Scotland seem to be affording themselves the right to pretty much change anything and everything – and when finances are as tight as they are, that means students and their complaints about cuts can be bottom of the risk register, if they feature at all.

    You’re the voice

    Or take student voice itself. The mandatory Learner Engagement Code required by the Tertiary Education and Research (Wales) Act 2022 could be transformative – moving from “should” to “must” with genuine comply-or-explain mechanisms, protected status for student representatives, and mandatory training on rights and responsibilities for all students. Or it could emerge as something weak and vague, disappointing everyone who fought to get student engagement into primary legislation.

    But at least there is one. At minimum, Wales recognises that student partnership requires legal backing, not just goodwill that evaporates when finances get tight. Scotland’s partnership model, for all its historical reputation, increasingly looks like an expensive way of avoiding the hard work of building systems that actually protect students when partnership fails.

    However flawed, students in England now have new rights over freedom of speech – including a right to not be stopped from speaking on the basis of “reputational impact” on the provider. Several Scottish universities seem to have extraordinarily wide exemptions for “disrepute” and “reputation” that are almost certainly in breach of the Human Rights Act.

    You could even, at a stretch, look at cuts and closures. For all the poor implementation and enforcement of a system designed to protect students when their campus, course, university or pathway is closed in England, at least the principle is in place. Student Protection Plans are required in Scotland by SAAS for private providers – but not of universities. Why?

    We voted against Brexit

    I could go on. Scotland regularly positions itself as more European than England, particularly in higher education where the “partnership approach” is often presented as evidence of continental-style governance. Scottish politicians invoke European models when defending their policies, suggesting Scotland’s collaborative approach mirrors sophisticated systems across the continent.

    Yet European student rights frameworks put Scotland to shame. In Serbia, students have the legal right to nutrition, rest and cultural activities. In Sweden, students enjoy the same workplace protections as employees under the Work Environment Act. In Lithuania, there’s a minimum amount of campus space allocated per student by law, and student representatives hold veto power over university senate decisions – if they use it, a special committee reviews the issue and a two-thirds majority is required to override.

    In Latvia, students’ unions receive at least 0.05% of the annual university budget by law, with legal rights to request information from any department on matters affecting students. In Poland, students have guaranteed rights to study programmes where at least 30 per cent of credits are elective, and universities must consult student governments when appointing managers with student affairs responsibilities. Student protests and strikes are specifically protected, with mediation rights.

    In the Netherlands, universities must inform the national confidential inspector whenever staff may have engaged in harassment involving students – and any staff hearing about allegations must report them to management. Spain mandates every university has an independent ombudsperson with statutory reporting duties. In Croatia, universities are legally obliged to provide students’ unions workspace, co-finance their activities, and offer administrative support. And Austrian students make up significant proportions of curriculum committees by statute, ensuring programmes remain flexible and career-relevant.

    Can I get the Bill

    It’s not as if there isn’t a legal vehicle that could improve things. The Tertiary Education and Training (Funding and Governance) (Scotland) Bill is weaving its way through the Scottish Parliament as we speak – but it couldn’t be weaker in protections for students if it tried.

    • Section 8 allows the new Council, when conducting efficiency studies, to consider “the extent to which the needs and interests of students are being met” and then issue recommendations to universities and colleges. But recommendations are not binding.
    • Section 11 amends the 2005 Act to require the Council, in exercising its functions, to “have regard to the desirability of protecting and promoting the interests of current and prospective learners.” Again, this is a duty on the Council, not directly on universities, and is about regard rather than enforceable standards.
    • Section 18 allows Scottish Ministers to designate private providers so that their students can access public student support. That’s a consumer-style protection, but it’s about access to funding rather than quality or rights.
    • Section 19–20 updates the rules around how student support is administered and delegated — but again, that’s more about machinery than protections.

    There’s no new regulatory framework for how universities behave towards students (on contracts, teaching quality, complaints handling, etc.). There are no rights conferred directly on students — no duty of fair treatment, no consumer protection-style obligations, no statutory complaints rights.

    Universities themselves are not made subject to enforceable duties in the Bill, beyond existing general oversight via the Funding Council. And while the Council can give guidance (section 10) and issue recommendations (section 8), institutions are only required to “have regard” rather than comply.

    Cakeism in Scotland

    Models of student partnership have served Scotland well over the decades – and should continue to. After all, learning outcomes take two to tango – and that’s true from the classroom right up the boardroom.

    But right now here in 2025, partnership often feels like a luxury for when rivers of money start flowing back in – and even the most well meaning and moral SMT or Court has a duty to protect the institution before it protects its students.

    Ultimately, partnership and protection should not feel like mutual exclusives, or something a country should choose. It’s perfectly possible, and in the current funding climate, deeply desirable, for students to have both.

    Scottish ministers – through a new section of the Funding and Governance Bill – should legislate to make it so.

    Source link

  • You’re not on the list

    You’re not on the list

    The pause in accepting applications to the Office for Students register is to be lifted on 28 August and, as Jim Dickinson notes, new providers now have a whole set of extra conditions that will apply to them.

    As was spotted at the consultation, it will become odd that 430 or so “old” providers have less stringent rules than those who join the register afresh. OfS is very clear – the new rules protect students and taxpayers.

    Meanwhile DfE is suggesting raising the stakes of the register by requiring both larger providers who teach via franchise, and those who want to deliver courses funded by the Lifelong Learning Entitlement (LLE) to join the register..

    Why a Register?

    One of the enduring regulatory mechanisms of English higher education is the list or register. From the outset of the regulated and funded system after the First World War there’s been a list that you needed to be on. These were invariably linked to hierarchies of status and funding. There were criteria with serious cut-offs: getting on the UGC funding list, making the list to be one of the colleges of advanced technology, or one of the polytechnics, or one of the colleges to be incorporated (and funded by PCFC) or to be allowed onto the HEFCE list.

    The intention with the OfS register was slightly different. It was both more encompassing, many more providers were due to join, including those that didn’t want funding (or the encumbrances of funding) as there was no opt out. But it turned out that you could opt out; many providers have existed (some might say flourished) outside the register via the franchise route. Even benefits that were supposed just to be for those on the register – say the use of “university” in your title – have been granted to providers not on the register.

    What’s recently vanished is the idea of a new (possibly lighter touch) category of registration for providers to offer the LLE. Back at the start of the OfS a registered (basic) category fell away. Given concerns about the behaviour of a few providers in the current registration categories, an Approved-lite wasn’t plausible.

    Consultation

    As you’d expect, the OfS says “We have decided to implement our proposals in broadly the form on which we consulted” There are tweaks, of course, particularly splitting out the initial tests on governance and management. These are at the heart of many of the problems we’ve seen – in particular how governance interacts with directors who may also be the proprietors of a for-profit business.

    Being on the register is a major kitemark: the guarantee of quality. The framing of the new conditions is that the old ones weren’t sufficient. We can see that the Department for Education has been working around the register – the replacement for the DET (the FE training course, which was the source of many problems) being limited to providers with degree awarding powers, and those without TEF Gold and Silver going through a tougher process to run LLE modules.

    A group of providers who have previously tried to get on the register will have to try again. OfS has stopped formally refusing applications.

    We can see some of the providers who now franchising were refused in the past and so could the Public Accounts Committee (who were not amused). OfS took the unusual step of publishing a case note on Oxford Business College’s application to register, clearly indicating there was no way they were getting on the list, but only after OBC had withdrawn their application and DfE turned off the funding taps. It’s worth noting that OBC’s purported governance arrangements (including a former VC as its chair) seemingly vanished away when it started to unravel. OfS has reduced the period before you can apply again, but it’s clear they want to stop half-baked applications.

    Leaving the Register

    There remains an issue in that it turns out that that threat of being removed from the register isn’t much of a threat if you are exiting HE and entering administration. OfS used the formulation “The provider no longer wishes to access the benefits of OfS registration” for the first colleges that left, Applied Business Academy as “The provider is no longer able to provide higher education” and Brit College as “The provider will no longer seek to meet the conditions required to remain registered as a higher education provider in England”. Brit, another registered provider, has had its courses de-designated by the DfE.

    If the loophole of providing HE while not being on the register is closed, then there will be plenty of pressure on the system. We’ve seen plenty of complaints about the time it takes to register and we will need to see whether OfS’ proposals make this better. OfS’s performance data does not record a time taken to resolve an application, but we’ve seen some take four years. Clearly they think that some providers are under-prepared for the registration process and also that they want to speed up the refusal (or forced withdrawal) process.

    We can only see some of the issues that OfS and DfE are dealing with; these new conditions and processes are designed to close loopholes. As an example, we saw OfS refuse registration to Spurgeon’s College because its finances were poor, only to have to admit them a few months later after they had secured a loan. Spurgeon’s is now in administration. There’s increased requirements for financial information in the application process. It’s hard to look at the list of prohibited behaviours linked to C5 on student fairness without imagining a lot of these have been reported to OfS at some point.

    Gas panic

    The OfS register sits in the background – on the web site this is literally the case as it lurks under “for providers” and “regulatory resources”. The way it manifests itself could do with a spruce up – the web version is marked in “beta” mode (as it has from 2022) and parts of the functionality and data need an overhaul. Checking the OfS register is never quite like looking up whether your engineer has a safe gas certificate, but an increasing number of students have found their HE experience has blown up.

    It’s hard to argue against protecting students and taxpayers, but the 429 providers already on the register should take a look at these conditions As Jim Dickinson notes there’s a challenge here on fairness for all providers and it’s hard to imagine that OfS won’t want to see both the fairness and governance and management aspects of the new E conditions apply to all providers pretty soon.

    Source link