Tag: Context

  • Research supervision in the context of REF – time for a step change?

    Research supervision in the context of REF – time for a step change?

    At a time when resources within research organisations are stretched, the PGR experience, and the role doctoral supervisors play in supporting that experience, needs closer attention.

    The release of the pilot indicators for the REF People Culture and Environment (PCE) has promoted a flurry of conversations across UK universities as to what ‘counts’. For the first time, institutions may evidence that “infrastructure, processes and mechanisms in place to support the training and supervision of research students are working effectively” and are invited to consider the inclusion of “pre and post training assessments” for supervisors.

    This signals to institutions that research supervision needs to be taken seriously– both in terms of quality and consistency of PGR experience, as well as the support and recognition for supervisors themselves. In doing so it validates the contribution of doctoral research to the research ecosystem.

    Accelerated prioritisation of research supervision shouldn’t come as a complete surprise. This lack of consistency in PGR experience was recognised less than a year ago in the UKRI New Deal for Postgraduate Research, which stated that “All PGR students should have access to high quality supervision and Research Organisations should ensure that everyone in the supervisory team is well supported, including through induction for new supervisors and Continuous Professional Development (CPD)”. That messaging has been repeated in the UKRI Revised Statement of Expectations for Doctoral Training (2024), alongside a call to research organisations to build supervisor awareness of PGR mental health, wellbeing, bullying and harassment, and equality, diversity and inclusion issues.”

    So, what do we know about research supervision?

    Data from the UK Research Supervision Survey 2024 (UKRSS) confirms that, overwhelmingly, research supervision is considered valuable, rewarding and enjoyable by those who undertake it. Supervision also positively impacts upon their own research. However, a third of respondents reported feeling anxious about supervision and reported their main challenge was fostering student confidence and focus, followed by offering compassionate support to students facing difficult issues ranging from mental health and wellbeing, to finances and funding.

    Lack of time continues to be a barrier to high quality supervision practice, and rising supervisor-to-candidate ratios complicate this further. While early career supervisors were likely to be allocated one to two candidates, those later in their career could be supervising five to ten– only 30 per cent of UKRSS respondents reported that their institution had a policy on maximum candidate numbers. Respondents also made it clear that doctoral research supervision is not being adequately calculated into workload allocations, with a typically described workload model allocating 42 hours per candidate, per year, but supervisors reporting investing an average of 62 hours.

    Time constraints like these contribute greatly to the ability of supervisors to participate in CPD opportunities. This itself is a barrier to good supervision practice, as the UKRSS revealed that supervisors who engage in regular, mandatory CPD reported higher levels of confidence in all areas of supervisory practice. A staggering 91 per cent of respondents who had experienced mandatory induction reported they felt able to enact their institutions’ procedures around supervision– compared to 66 per cent of those for whom induction was not mandatory and 55 per cent who reported no mandatory requirements..

    The data illustrates that supervisors care about and take satisfaction from supporting the next generation of researchers, but they are getting a raw deal from their institutions in terms of time, reward, recognition and opportunities to develop and enhance their own practice. Underscoring this point, just 56 per cent of supervisors reported feeling valued by their institution, compared to 90 per cent who felt valued by their students. Until now this has gone under the radar, making the inclusion of the PCE indicators a welcome sign for those of us working to make changes within the sector.

    Engaging supervisors with high quality Continuing Professional Development

    Focus groups conducted with supervisors at five UK universities as part of the Research England funded Next Generation Research SuperVision Project (RSVP), have provided insight into what CPD is considered useful, meaningful and relevant. Supervisors were well aware of the need to develop and improve their practice, with one participant reflecting “… there isn’t sufficient training for supervision, you have a huge responsibility to another person’s career. So I think the idea that we ‘wing it’ perhaps shouldn’t be acceptable.”

    An overwhelming majority of participants reported that the most important aspects of their supervision practice and development come from interactions with, and support from, their peers and more experienced colleagues. The idea that supervision practice is best developed by watching other supervisors on the job and through communities of practice was repeated by participants across experience levels, genders, disciplines, and institutions– with some even claiming this to be the only way to become a truly good supervisor.

    Far from being reluctant to engage in professional development, many supervisors welcomed the idea of having the space and time to reflect on their practice. What they were less keen on was anything perceived as a ‘tick-box’ exercise– examples given included short courses without time for discussion, and self-directed online modules. There was a recognition by some that these approaches can be useful, but should form part of a more varied approach to CPD.

    Generally speaking, supervisors with less experience were more likely to engage in facilitated workshops and other interventions that help them understand their role and the doctoral journey. Those with more experience expressed a strong preference for discussion-based CPD, including peer reading groups, opportunities for facilitated reflection and mentoring.

    Recognising supervision as part of research culture

    Whatever the final version of the PCE metrics look like, there is now a growing body of empirical evidence to suggest that a revision in the way we manage, reward and recognise research supervision is needed. When government enabled universities to introduce fees for undergraduates the issue of quality assurance quickly surfaced. It was recognised that students should be taught by properly trained staff with a knowledge and understanding of pedagogy and approaches to learning and teaching. Arguably that moment has now come for research supervision.

    If the UK HE sector wishes to attract capable, committed, creative doctoral candidates from a range of backgrounds then those supervising them need to be treated, and trained, as professional practitioners. This means creating the time and space to enable supervisors at all levels of experience to engage in meaningful exchanges about their practice and to refresh their knowledge of policies and new areas as they arise.

    Quick wins?

    For institutions looking for ways to bolster their supervision support there are some empirically grounded ways to improve practice

    Firstly, tap into existing levers for change. The Concordat to Support the Career Development of Researchers outlines the need for PIs (many of whom are supervisors) to engage in professional development. Postdoctoral researchers are also required to engage in “10 days of professional development.” Since postdoctoral researchers are often informally involved in doctoral supervision (15% of the UKRSS respondents identified themselves as ‘early career researchers’) their engagement in CPD could also be counted. Actively recognising and celebrating the diversity of doctoral researchers and their supervisors also aligns with Athena Swan.

    Secondly, increase the visibility of provision. Many supervisors in the UKRSS and focus groups didn’t know what CPD was available in their institution. Very few knew about routes to recognition of supervisory practice (e.g.through the UKCGE Research Supervision Recognition Programme). There is little to be lost in an institution showcasing themselves to prospective researchers and funders as one which takes the quality of supervision seriously and actively invests, rewards and recognises supervisors.

    Thirdly, actively enable conversations about supervision. Aside from the formal training it is the time spent together which is often valuable. This may include offering simple opportunities for new and experienced supervisors to come together to talk about their experiences on topics that matter to them. It may mean enlisting a few champions who will speak about their experience. If there is already a mentoring scheme research supervision could be added to the list of topics that can be discussed as part of that relationship. It is also helpful to encourage supervisors to engage with the UKCGE Supervisor’s Network which offers cross-disciplinary and national level value as a community of practice.

    Finally, use existing PGR and supervisor networks and expert spaces to find out what works well and where the gaps are. Including working with RSVP which is designing, with 58 partners, CPD interventions for new and more experienced supervisors around the topics identified above. Following pilots and evaluation these will be made freely available to the sector. Specific resources to support supervisors to engender a *neurodiversity-affirmative culture will be available later this year. Webpages to support mentoring will be available very soon. Join the RSVP mailing list to be kept up to date.

     

    *with thanks to Professor Debi Riby at the centre for Neurodiversity & Development at Durham University

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  • Psychological Safety in the Doctoral Context

    Psychological Safety in the Doctoral Context

    by Jayne Carruthers

    The doctorate is a subjective experience demanding the re-evaluation of ways of thinking, the navigation of intense emotions, and the adaptation of behaviours by the candidate to achieve new learning goals, transforming the candidate from a consumer to a creator of knowledge. Candidates often face uncertainty and enter a state of liminality during this process, feeling caught between old beliefs and new insights, which can lead to discomfort and feeling ‘stuck’. To navigate this liminal space, candidates benefit from a change in perspective supported by transformative learning. While much of the focus in doctoral support is on the candidate avoiding negative experiences during this process, there is limited attention given to the candidate’s role of self-awareness and self-management. Reflexivity provides one such option to consider.

    Reflexivity is a cognitive, or thinking, process that enables individuals to move beyond simple reflection, fostering self-awareness and exploring different options for progress. While candidates have demonstrated its usefulness in understanding their doctoral journeys, further research is needed on initiating and sustaining this process independently. This ability to learn and develop autonomously is essential, as doctoral programs require candidates to show evidence of becoming independent researchers. In organisational literature, reflexivity has been demonstrated to enhance information processing, helping employees understand what, why, and how of learning and change. It enables adjustments in both task execution and personal approach. Moreover, team psychological safety has been demonstrated to be crucial for effective team reflexivity. However, variations in terminology and definitions related to psychological safety limit the extension of this construct beyond the organisational context.

    A body of conceptual research adopting a Theoretical Integrated Review (TIR) approach was conducted, with findings highlighting historical use, providing theoretical insights, and clarifying a generalised definition of psychological safety with relevance beyond the organisational setting. Psychological safety is an internal process that helps individuals manage distress, influencing their thoughts, feelings, and actions. It plays a crucial role in growth and development by connecting motivation and goal-directed behaviour, providing the opportunity for a generalised definition:

    Psychological safety is a dynamic intrapsychic construct drawn on by individuals to mitigate actual or foreseen distress. The presence or absence of psychological safety is influenced by context, the individual’s existing psychological frames of reference, and current and future motives relating to an endeavour.

    This understanding allows the absence or presence of psychological safety to be considered in broader contexts, including independent learning settings like doctoral programs. To explore this potential, a body of qualitative research was conducted with six volunteer PhD candidates enrolled at a regional Australian university awaiting feedback on their theses.

    Using the vignette methodology technique to present short fictional scenarios regarding experiences of doctoral knowledge uncertainty, the researcher conducted semi-structured interviews to understand how doctoral candidates deal with knowledge uncertainty. This approach encouraged interviewees to discuss their experiences without the pressure of direct questions, facilitating open discussions about managing uncertainty. At the end of the interviews, findings from the conceptual research were shared, and feedback was gathered on their benefit as a basis for candidate support. The interviews were recorded, transcribed, and thematically analysed.

    All six interviewees described experiences with knowledge uncertainty and agreed that the conceptual research findings on psychological safety could improve opportunities for candidate support and warranted further investigation. The analysis of the interviews revealed that the interviewees’ experiences of uncertainty stemmed from intrapersonal, interpersonal, and university governance-level interactions. While similarities existed based on stages in the doctoral program, no strong recurring theme of uncertainty emerged. Notably, the differences lay in how the interviewees discussed their experiences of uncertainty.

    Some interviewees emphasised the importance of interpersonal support to help them progress:

    … the Confirmation panel Chairperson insisted that I rework my research question … I found it confusing. I felt that I must have grossly mistaken something …. my supervisor just said, okay, well, rebuild methodology … I felt uncertain. But she was very encouraging and supportive … I got through the second time, no questions asked …                                                                                                                                                                                                 Interviewee Steve

    … my methodology was underdeveloped … I was asked to resubmit this section to the confirmation panel … I was stressed about it having to be perfect because I thought failing would be the worst thing in the world.  … I remember that being a big thing … I was embarrassed, … an extra hurdle because no one else I knew needed to resubmit … my supervisors were empowering … they both said, redo what you need to … You’ll get through. You’re going to be okay.                                                                                                                                                                                                                                                 Interviewee Amy

    Other interviewees’ narratives shifted from reflection to reflexivity, demonstrating self-awareness and developing metacognitive strategies to navigate their uncertainties.

    So yeah, it was an unhappy period. It was a couple of months of really hating what I was, what I’d done to myself in choosing this particular topic…I just had to ride that wave, you know, think it through, think, really think about what I was doing and why I was doing it, what the product was, what the process was and what the result needed to be in the end. 

                                                                                                                                     Interviewee Julie

    … a big part of my uncertainty was about paradigms … I couldn’t write my methodology. … I was just not convinced … if I can’t believe in these views about knowledge and reality, I can’t write about this stuff. So that was a hurdle …  I was sometimes reading without knowing what would come of it. … then it felt like, oh, this is it … what had been a major period of uncertainty had also been a cognitively shifting one that changed my perception of the world.                                                                                                                Interviewee Jack

    The extracts illustrate how interviewees navigated uncertainties and liminal spaces, utilising various strategies to move forward. Some narratives show less use of self-awareness, relying on interpersonal support, while others reflect and use reflexivity as a proactive, independent approach to managing uncertainty.

    Understanding psychological safety as a multi-dimensional construct and appreciating its demonstrated moderating effect on reflexivity in the workplace provides an opportunity for further investigation. The differences in interviewees’ narratives offer valuable insights regarding reflexivity and the doctoral experience of uncertainty, collectively establishing a basis for exploring psychological safety in the doctoral context.

    Jayne Carruthers is a PhD candidate in SORTI, a research centre based in the School of Education at The University of Newcastle, Australia, where she works as a Research Assistant. With a background in Adult Education and Positive Psychology, she has a well-developed interest in fostering autonomous learners. Her PhD research explores psychological safety within doctoral learning and development. Her recent publications include “Conveying the learning self to others: doctoral candidates conceptualising and communicating the complexion of development”

    Author: SRHE News Blog

    An international learned society, concerned with supporting research and researchers into Higher Education

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