Tag: Principles

  • Communicate, repeat and compensate – OfS issues principles over industrial action

    Communicate, repeat and compensate – OfS issues principles over industrial action

    University and College Union (UCU) staged a national marking and assessment boycott (MAB) – delaying graduations, job starts, and transitions to postgraduate study.

    UCU members took the action to tackle disputes including headline pay, gender and minority ethnic pay gaps, staff workload and the casualisation across the sector.

    Whenever there’s industrial action, the hope in Carlow St is that students will see the bigger picture – but this time around, at least for some students in some universities, the impact was significant. At the time, UCU estimated that 30,000 students were unable to graduate on time or were affected in some other way.

    In the aftermath, the Commons Education Committee held a mini inquiry to investigate the impact – it wrote to the then Conservative government to raise concerns about the lack of data, the role of the Office for Students (OfS) and the lack of clarity over students’ rights, and the eventual (post election) reply was predictably weak.

    Now, two years on, OfS has published research that was commissioned to develop an understanding of what the impacts were from a student perspective – along with guidance for institutions on protecting the interests of students during industrial action, and a webinar event planned for mid-May on the regulator’s expectations on how providers should support students before, during and after industrial action.

    OfS first ran a text-based focus group via YouGov in July 2024 that discussed short- and long-term impacts, what information they got from their institutions, and how those institutions handled the situation. A quantitative survey followed that gathered 763 responses (279 undergrads, 284 postgrads, and 200 graduates) that had been studying at impacted institutions during the boycott. You’d not be diving into demographic splits on that sample size.

    The polling drilled into how the industrial action affected their academic lives – immediately and over time – along with the comms they received from their universities, and how they viewed their rights as students.

    On the top line

    In a “topline” results report and associated student insights brief, we learn that the industrial action caused delayed or unmarked coursework (53 per cent) and exams (46 per cent), reduced lecture time (68 per cent), and decreased contact with staff.

    Most impacted students reported negative effects on academic work quality (49 per cent) and grades (42 per cent). The MAB’s psychological impact was significant – with 41 per cent reporting increased stress, 32 per cent experiencing poorer mental health, and 15-18 per cent noting negative effects on their social lives.

    One student is quoted as follows:

    I was waiting for the result of a resit that the progression of my masters’ depended upon but it was delayed so much I had to pay for the next module and would not get the results until halfway through.

    International students faced particular challenges, with visa uncertainties arising from delayed results and qualifications. Some students couldn’t attend graduation ceremonies because their results came too late:

    I didn’t manage to get graduation tickets in time due to how late results were, so I didn’t have a graduation ceremony.

    Communication varied considerably across institutions – with most updates coming through emails (65 per cent) rather than during lectures (22 per cent). Students rated information from individual lecturers (78 per cent satisfaction) more highly than university-wide communications (64 per cent satisfaction).

    Many students in the focus group:

    …were not told which of their modules would be affected, or when they would get their marks and feedback.

    OfS says that the institutional response was inconsistent across the higher education sector. Students directly affected by the MAB expressed significantly higher dissatisfaction (54 per cent) with their university’s handling of the situation compared to unaffected students (18 per cent). Just 46 per cent of affected students received alternatives or compensation, primarily through “no detriment” policies adapted from those developed during the Covid era (26 per cent).

    Financial compensation and rights awareness was low – with only 30 per cent knowing they could request it, and a mere 9 per cent successfully receiving any. The boycott also negatively impacted perceptions of education quality (38 per cent reporting a decrease) and value for money (41 per cent reporting a decrease), with one student noting:

    I ended up with a [postgraduate diploma] instead of my MSc, and I came out with a merit instead of a distinction.

    The brief does note that universities employed various mitigation strategies, including awarding interim degree classifications, guaranteeing minimum classifications, improving mental health support, reallocating marking responsibilities, and engaging with employers to request flexibility for affected graduates.

    Were they OK? Some students felt their institutions responded well, others reported that the experience contributed to decisions not to pursue further studies or work in higher education, with 42 per cent reporting decreased trust in their universities.

    Behind the screams

    Much of that won’t come as a surprise – although the sheer scale of the suggested impacts, as well as their depth and breadth on individual students (esp rer mental health and international students) ought to invigorate debates about the morality of the tactic, and how universities handled it to limit legal or financial exposure.

    Arguably of more interest is the letter and “regulatory statement” that accompanies the publication from John Blake, Director for Fair Access and Participation.

    Re-stressing that it’s not OfS’ role to intervene in labour disputes, Blake expresses concern about how strikes and the MAB disrupted students’ academic experiences, notes inconsistencies in institutional responses, sets out an aim to establish clearer expectations for fair treatment for all students in any similar future scenarios.

    And there’s a fascinating section on compensation:

    We want to be clear that we don’t see compensation as a substitute for the holistic experience of intellectual, professional and personal development that a student should expect from their higher education. Institutions should continue to focus their efforts during industrial action on delivering the education that students expect. The inclusion of an expectation in relation to compensation does, though, reflect the rights students have under the Consumer Rights Act 2015.

    Given that many students got neither, the clear implication is that a large number of students should have received both.

    Six principles

    The core of the guidance letter then manifests in six principles:

    1. Providers must remove contractual terms that inappropriately limit liability to students during staff industrial action or other circumstances within the provider’s control, as these breach consumer protection law.
    2. Effective contingency plans must be developed to minimise disruption to students during industrial action, ensuring plans are actionable, timely, and protect qualification integrity.
    3. When implementing contingency plans, providers should prioritise education delivery by: first avoiding impacts on students; if not possible, making minimal changes; and if necessary, providing timely repeat performance of missed teaching or assessment.
    4. Fair compensation must be paid when contingency plans fail to deliver promised aspects of student experience, particularly for missed teaching without timely replacement, delayed assessment marking, or delayed progression decisions affecting jobs or visa status.
    5. Clear communication with students is essential, including transparent information about rescheduled activities or compensation, with proactive identification of eligible students rather than requiring them to submit claims.
    6. Providers must submit reportable events about industrial action to the Office for Students (OfS) in accordance with established regulatory requirements.

    It’s an interesting list. The first one on the inclusion of industrial action in so-called “force majeure” clauses in student contracts – which limit liability for events that are outside of the predictability or control of of providers – is a long-running passive-aggressive row between the Competition and Markets Authority (CMA) and OfS on one side, and providers on the other.

    OfS has previously published a referral to National Trading Standards involving the University of Manchester’s contract – but my spreadsheet suggests that there’s a large number of providers that either haven’t seen that, or are digging in for a battle over it.

    That may be partly because those sorts of clauses – and CMA’s advice on them (which OfS requires providers to pay “due regard to”) – are a key point of dispute in the ongoing Student Group Claim, the UCL portion of which won’t get to court until early 2026.

    From a student point of view, if those clauses shouldn’t exist, the snail’s pace of enforcement on this is as baffling as it is frustrating.

    There won’t be many providers that weren’t developing contingency plans, notwithstanding that they can always be improved – and the one-two-three-four punch of avoid, adjust, repeat or compensate reflects (and translates) the position under consumer law.

    Of course some will argue that a legal duty to undertake any/all of those steps under consumer law depends on those force majeure clauses not existing or being unlawful – and as it stands there’s a major silent standoff that’s unhelpful.

    Even if you just look at compensation, the survey fails to differentiate between compensation paid for breach of contract, and “goodwill” payments where no such breach has been accepted by providers. As far as I’m aware, the former was vanishingly rare.

    The other issue, of course, is with punch three of four – where university managements satisfy themselves that once a dispute is over, teaching or support is rescheduled “because we told them to”, despite the fact that most heads of department find it hard to actually implement those instructions with UCU members.

    The “proactive identification of eligible students” for “repeat performance” or compensation is interesting too – especially over the latter, providers have long relied on students having to make complaints in order to get redress. This not only depends on the breach of contract or not issue being resolved, it also raises questions for universities’ legal advisors and insurers about the relative risks of doing as John Blake says, or waiting for students to raise concerns.

    But as well as all of that, there’s three things we ought to be surprised not to see.

    What’s missing?

    For a set of documents seeped in the translation of consumer protection to a higher education setting, there’s nothing on the extent to which any alternative arrangements in a MAB – especially alternative arrangements over marking – should still be carried out with reasonable skill and care. Academic judgement can’t be challenged, but only if that judgement has been carried out in the way we might expect it to be by people who know their onions. That was a major issue in the dispute for plenty of students, even if it wasn’t a big issue in the polling.

    The second is the lack of answer to the questions raised both in the polling and by the Commons Education Committee – which concern students’ understanding of what their rights are. If OfS thinks that it can vaguely pressure providers into proactively identifying students entitled to wads of cash, it’s misunderstanding the countervailing pressures on providers in similar ways to those identified by Mills and Reeve over provider collapse. And as I often say on the site, good regulatory design considers how individuals come to understand (or access information) on their rights should they need to use them without having to access a regulator or complaints adjudicator – there’s nothing on any of that here.

    But the third is the lack of a clear link to the regulatory framework, and the lack of any enforcement carried out over what must amount to failings. If the guidance is grounded in OfS’ rules, students might well say “well what action have you taken given that the problems were widespread?”

    If it’s not grounded in OfS’ powers, providers might well say “well notwithstanding that we like to look nice, why would we magnify the efficacy of an industrial action tactic if we don’t really have to”.

    It’s all very well for OfS to be “give them guidance” mode, but over this set of issues the financial impacts of compliance with something that sounds contested, and partly voluntary, could be huge both in an individual dispute and in the long-term. That all (still) needs bringing to a head.

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  • A decade of debate: Celebrating 10 years of the Chicago principles

    A decade of debate: Celebrating 10 years of the Chicago principles

    In 2014, American colleges faced an existential crisis — campuses erupted over controversial speakers as the heckler’s veto increasingly replaced debate. In response, the University of Chicago drafted a landmark statement reaffirming the school’s commitment to free speech.

    Since then, more than 110 colleges and universities have adopted the “Report of the Committee on Freedom of Expression,” commonly known as the Chicago Statement or the Chicago principles, transforming the landscape of higher education in the country.

    In a star-studded, all-day symposium last month, the University of Chicago celebrated the 10-year anniversary of the iconic Statement and its famous assertion, “It is not the proper role of the university to attempt to shield individuals from ideas and opinions they find unwelcome, disagreeable, or even deeply offensive.”


    Watch “The Chicago Canon,” episode 234 of “So to Speak: The Free Speech Podcast” with host Nico Perrino.

    The mood was celebratory, reflective, and at times foreboding as panelists shared insights into the drafting and implementation of the principles, debated the future of free speech in academia, and explored the impact of artificial intelligence on expression.

    In his opening remarks, university President Paul Alivisatos reflected on the “crisis” in higher education regarding academic freedom, and that it is nearly “impossible” to have a serious discussion about the topic without mentioning the Chicago Statement. While the causes of this crisis are varied, Alivisatos pointed to the principles as a tonic to cure the ills of higher education. Reflecting on the cultural moment in which the principles were drafted, he reminded the audience of a widely cited line from the statement:

    “Education should not be intended to make people comfortable, it is meant to make them think.”

    He concluded by inviting other universities to join UChicago in its “compelling vision” for the preservation of free expression.

    longtime leader in the fight for free speech, the university welcomed several members of the original drafting committee to discuss the legacy of the principles. The drafters expressed surprise by how quickly the principles spread to other campuses, but were proud of the impact they’ve had. The real focus of the committee, though, was to codify what Alivisatos described as the institution’s unique “culture built on the wellspring of free expression,” rather than something entirely new.

    The challenge to universities is much greater today than it was 10 years ago.

    Geoffrey Stone, the First Amendment scholar and chair of the committee, spoke of the “fundamental challenge” universities face in encouraging students and faculty to speak their minds. Kenneth Warren, professor of English, echoed this by speaking of faculty members “who are taking on the deep responsibility of exploring difficult questions.”

    The conversation was engaging and frank — all faculty members acknowledged challenges and remained open to the possibility that mistakes may be made along the way — sentiments true to the ethos of the principles themselves.

    Adopting the Chicago Statement

    Statements & Policies

    Since 2015, nearly 100 colleges and universities have adopted some version of the Chicago Statement on the principles of free expression.


    Read More

    Columbia University Provost Angela Olinto, another member of the original committee, highlighted the practical value of an institution adhering to a free speech statement and embracing institutional neutrality. She explained how these principles help administrators defend speech by giving them guidelines to reference in response to censorious mobs — a benefit that FIRE has long championed. She then explained that once an institution defends an individual’s right to speak freely, it is important that the speaker in turn seize the opportunity to do so.

    As the panel noted, FIRE has endorsed the Chicago Statement since the very beginning and has maintained the widely referenced list of adoptions nationwide. At a time when free speech and academic freedom face constant threats, we hope to see more institutions join the ever-growing list of those committed to fostering the free exchange of ideas.

    “The challenge to universities is much greater today than it was 10 years ago,” Stone told FIRE in an interview following the panel. “Put simply, speech that one finds offensive and even hurtful in public discourse must be protected, and those who disagree must be given reasonable opportunities to respond.”

    He added, “This can be challenging, but it is essential if we are to preserve the most fundamental values of higher education at this very challenging time.”


    Want to learn more about the Chicago Statement? View FIRE’s resources, including the list of institutions that have adopted the statement, fast factsand more. If you’d like to work with our team to encourage adoption on your campus, reach out to FIRE’s Policy Reform team at speechcodes@thefire.org.

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  • Biology syllabi lack learner-centered principles

    Biology syllabi lack learner-centered principles

    A course syllabus serves as a road map for navigating the upcoming term and content that will be covered, but researchers believe it could support students’ self-directed learning as well.

    A November study published in the Journal of Research in Science Teaching, authored by a team of faculty from Auburn University and the University of Alabama at Birmingham, shows few introductory biology syllabi engage students in effective study habits or encourage help-seeking behaviors, instead favoring content.

    The research highlights opportunities to address the hidden curriculum of higher education and support success for historically marginalized students.

    What’s the need: Some college students lack effective study habits, and these gaps are often a piece of larger equity concerns for marginalized groups, highlighting limited opportunities or resources for underprivileged communities.

    Introductory science, technology, engineering and mathematics courses, in particular, often serve as gatekeepers, limiting which students can pursue these degree programs and resulting in less diverse STEM degree attainment.

    Today’s college students also demonstrate less college readiness in their academic skills, due in part to remote instruction as a result of the COVID-19 pandemic.

    Often, colleges or universities will create co-curricular interventions such as workshops to teach these skills or introduce best practices in a first-year seminar course. While these can be effective, institutions may lack the resources or time to deliver the interventions, which researchers say underscores a need for alternative strategies that reach students.

    Researchers theorized that embedding within the syllabus explicit instruction to promote three skills—study behaviors, metacognitive evaluation or academic help-seeking—could impact student success.

    Methodology: Researchers evaluated 115 introductory biology syllabi from 94 unique institutions, including 48 percent research-intensive institutions, 29 percent minority-serving institutions, 72 percent publics and 61 percent with enrollment over 10,000 students.

    A Deeper Look at STEM Syllabi

    A Worcester Polytechnic Institute study found instructors could help create a more inclusive learning environment in STEM courses through tailoring their syllabus to feature elements like materials from diverse scholars and accessibility statements. Read more here.

    One engineering professor at the University of Massachusetts at Amherst redesigned her syllabus as a zine, or miniature magazine, to promote student engagement and build community in the classroom.

    Syllabi were categorized by having the presence of study behaviors, academic help-seeking and metacognition suggestions; the type of suggestions of those three factors; and the quality of these recommendations (effective or ineffective).

    Further syllabus analysis covered four factors to gauge how learner-centered they were, including having clear and appropriate learning goals and objectives, aligned and define assessment activities, a logically sequenced course schedule, and a positive and organized learning environment. Each syllabus was awarded between zero and 48 points, with higher scores indicating they were more learner-centered.

    The findings: Among the 115 syllabi evaluated, only 14 percent earned a score of at least 31 to be considered learner-centered. Around three in 10 syllabi were considered “content-centered,” earning a score of 16 or less. Researchers theorized faculty may lack time or interest when creating their own syllabi, instead relying on templates from the institution or previously generated documents.

    Design by Ashley Mowreader

    Only 3.5 percent of syllabi showed evidence of reducing opportunity gaps in STEM courses, which researchers defined as de-emphasizing course rules, encouraging the use of external resources for continued learning outside the classroom and emphasizing the role of students in their own learning.

    “Most of the syllabi in our sample provided learning resources but focused primarily on course policies and did not address students as engaged learners,” according to the study.

    A majority of syllabi did offer suggestions for study behaviors, metacognition or approaches for academic help-seeking (61 percent), although the greatest share of these only addressed help-seeking (45 percent). When the syllabus did share advice to seek help, many just provided a list of resources, and fewer encouraged students to utilize them.

    “Only 17.9 percent of syllabi provided a listing of academic help-seeking resources, encouragement to use those resources, and an explanation on how to use those resources,” researchers wrote, with the explanation piece critical for addressing equity gaps and the hidden curriculum of higher education.

    Of the syllabi that provided recommendations for students’ study behaviors, a significant number gave students unhelpful advice or shared practices that are not affirmed with research.

    “We found that most biology syllabi endorsed effective study strategies such as self-testing and spacing,” researchers wrote. “However, we also found that syllabi recommended strategies that have been described as ineffective for long-term learning (e.g., re-reading textbooks and re-writing notes).”

    Twenty-nine percent of syllabi recommended only effective, evidence-based study habits. A greater share (42 percent) offered both effective and ineffective techniques, and 24 percent only offered ineffective behaviors.

    Just because the syllabus was lacking details on how to study or practice metacognition doesn’t mean it was absent from the class entirely, researchers noted, as instructors may discuss these topics in class or provide additional resources with this information. This presents an opportunity for instructors to make themselves more aware of evidence-based practices to close equity gaps and bring the syllabus into better alignment with their pedagogy, according to the study.

    Do you have an academic intervention that might help others improve student success? Tell us about it.

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  • Ethan Mollick Shares Principles for Working with AI on Coaching for Leaders with Dave Stachowiak

    Ethan Mollick Shares Principles for Working with AI on Coaching for Leaders with Dave Stachowiak

    I enjoyed listening to Coaching for Leaders episode 674: Principles for working with AI with Ethan Mollick this morning. Dave is traveling this week, but it was almost like he was here, keeping me company, as I listened to the interview. 😂

    One key point from the conversation that really resonated with me was how quick and easy it is to assess the AI’s output, it if is doing something that you’re already good at. I have found many examples of that truth, in experimenting with various AI tools.

    We use the CastMagic.io service for the first pass at our podcast transcripts, for example. It can identify key quotes from the interviews and recommend discussion questions. For me (or someone on our team) to carve out the time to listen to the entire episode and try to figure out which quotes might be good to share just isn’t practical. Yet we can quickly look and discard what the tool identified as not particularly helpful in illuminating or amplifying the conversation.

    In a recent workshop with faculty, they were surprised to learn how easy it is to set up a form for students to make a request for a letter of recommendation or reference for a job or for grad school. Then, an AI can take the first pass at writing a draft, based on your writing style and preferences for length, tone, etc. How much easier is it to correct it for what it got wrong about a particular student’s recommendation vs starting from scratch?

    I’ve been using an AI app called Whisper Memos, which is on both my iPhone and on my Apple Watch. When I get an idea or something I want to share with someone, I just tap the complication on my watch face and start talking. The key differentiator for Whisper Memos for me is that it automatically puts in carriage returns, making it that much faster for me to make edits later on.

    Another thing I like is that I discovered my favorite “chicken scratch” notes app on my iPhone and Apple Watch, Drafts, has a special email address I can use to send text to it. So now I have Whisper Memos set up to send to my unique Drafts email address and all my thoughts wind up in one place, ready for me to process when I have time.

    I encourage you to listen to episode 674 with Ethan Mollick on Coaching for Leaders with Dave Stachowiak. When you’re done, check out the AI-related conversations that I’ve had for Teaching in Higher Ed.

    How are you using AI in your work these days?

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  • Joint Statement by the U.S. Department of State & the U.S. Department of Education of Principles in Support of International Education

    Joint Statement by the U.S. Department of State & the U.S. Department of Education of Principles in Support of International Education

    Joint Statement by the U.S. Department of State & the U.S. Department of Education of Principles in Support of International Education – Reengaging the World to Make the United States Stronger at Home, A Renewed U.S. Commitment to International Education. Issued July 26, 2021 at https://bit.ly/3y8nNmn

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