Blog

by Lautaro Vilches

Collegiality, although threatened by increasing competitive pressures and described as a slippery and elastic concept, remains a powerful ideal underpinning academic and intellectual practices. Drawing on two empirical studies, this blog examines the relationships between collegiality and competition in Centres of Excellence (CoEs) in the Social Sciences and Humanities (SSH) in Germany. These CoEs are conceptualised as a quasi-departmental new university model that contrasts with the ‘university of chairs’, which characterises the old Humboldtian university model, organised around chairs led by professors. Hence my research question: How do academics experience collegiality, and how does it relate to competition, within CoEs in the SSH?

In 2006, the government launched the Excellence Strategy (then known as the Excellence Initiative), which includes a scheme providing long-term funding for Centres of Excellence. Notably, this scheme extends beyond the traditionally more collaborative Natural Sciences, to encompass the Social Sciences and Humanities. Germany, therefore, offers a unique case to explore transformations of collegiality amidst co-existing and overlapping university models. What, then, are the key features of these models?

In the old model of the ‘university of chairs’ the chair constitutes the central organisational unit of the university, with each one led by a single professor. Central to this model is the idea of collegial leadership according to which professors govern the university autonomously, a practice that can be traced back to the old scholastic guild of the Middle Ages. During the eighteenth century, German universities underwent a process of modernisation influenced by Renaissance ideals, culminating in the establishment of University of Berlin in Prussia in 1810 by Wilhelm von Humboldt. By the late nineteenth century, the Humboldtian model of the university had become highly influential, as it offered an organisational template in which the ideals of academic autonomy, academic freedom and the  integration of research and teaching were institutionalised.

Within the university of chairs, collegiality is effectively ‘contained’ and enacted within individual chairs. In this structure, professors have no formal superiors and academic staff are directly subordinate to a single professor (as chair holder) – not an institute or faculty. As a result, the university of chairs is characterised by several small and steep hierarchies.

In recent decades – alongside the rise of the United States as the hegemonic power – the Anglo-American departmental model spread across the world, a shift that is associated with the entrepreneurial transformation of universities as they respond to growing competitive pressures.

Remarkably, CoEs in the SSH in Germany are organised as ‘quasi-departments’ resembling a multidisciplinary Anglo-American department. They are very large in comparison with other collaborative grants, often comprising more than 100 affiliated researchers. They are structured around several ‘Research Areas’ and led by 25 Principal Investigators (mostly professors) who must agree on the implementation of the multidisciplinary and integrated research programme on which the CoE is based.

The historical implications of this new model cannot be overstated. CoEs appear to operate as Trojan horses: cloaked in the prestige of excellence, they have introduced a fundamentally different organisational model into the German university of chairs, an institution that has endured over centuries.

Against the backdrop of these two models, what are the implications for collegiality and its relation to competition? A few clarifications are necessary. First, much of the research on collegiality has focused on governance, ignoring that collegiality is also practised ‘on the ground’. Here, I will define collegiality (a) as form of ‘leadership and governance’, involving relations among leaders as well as interactions between leaders and those they govern; (b) as an ‘intellectual practice’ that can be best observed in the enactments of collaborative research; and (c) as a form of ‘citizenship’, involving practices that signify belonging to the CoE and its academic community.

Second, adopting this broader understanding requires acknowledging that collegiality is not only experienced by professors (in governing collegialy the university) but also by the ‘invisible’ academic demos, namely Early Career Researchers (ECRs). Although often employed in precarious positions, ECRS are nonetheless significant members of the academic community, in particular in CoEs, which explicitly prioritise the training of ECRs as a core objective. Whilst ECRs are committed full time to the CoE and sustain much of its collaborative research activity, professors remain simultaneously bound to the duties of their respective positions as chairs.

A third clarification concerns our normative assumptions underpinning collegiality and its relationship to competition. Collegiality is sometimes idealised as an unambiguously positive value and practice in academia, whilst competition – in contrast – is seen as a threat to collegiality. However, this idealised depiction tends to underplay, for example, the role of hierarchies in academia and often invokes an indeterminate past – perhaps somewhere in the 1960s – when universities were governed autonomously by male professors and generously funded through block grants – largely protected from competition pressures or external scrutiny.

These contextual conditions have evidently changed over recent decades: competition, both at institutional and individual terms, has intensified in academia, and CoE schemes exemplify this shift. CoE members, especially ECRs, are therefore embedded in multiple and overlapping competitions: at the institutional level through the CoE’s race for excellence; and at the individual level, through the competition for getting a position in the CoE, as well as for grants, publications, and networks necessary for career advancement.

How are collegiality and competition intertwined in the CoE? I identify three complex dynamics:

• ‘The temporal flourishing of intellectual collegiality’ refers to the blooming of collegiality as part of the collaborative research work in the CoE. ECRs describe extensive engagement in organising, leading or co-leading research seminars (alongside PIs or other postdoctoral researchers), co-editing books, developing digital collaborative platforms, inviting researchers from abroad to join the CoE or organising and participating in informal meetings. Within this dynamic, competition is presented as being located ‘outside’ the CoE, temporarily deactivated. However, at the same time, ECRs remain aware of the omnipresence of competition, which ultimately threatens collegial collaboration when career paths, research topics or publications begin to converge. For this reason, intellectual collegiality and competition stand in an exclusionary relationship.
• ‘The rise of CoE citizenship for the institutional race of excellence’ captures the strong sense of engagement and commitment shown by ECRs (but also professors) towards the CoE. It is expressed through initiatives aimed at enhancing the CoE’s collective research performance, particularly in anticipation of competition for renewed excellence funding. This dynamic reveals that, for the CoE, citizenship and institutional competition are not oppositional but complementary, as collective engagement is mobilised in the service of competitive success.
• ‘Collegial leadership adapting to multiple competitions’ highlights the plurality of leadership modes, each one responding to different levels and forms of competition. At the level of professors and decision-making processes at the top, traditional collegial governance is ‘overstretched’. Although professors retain full authority, they struggle to reach consensus and to lead these large multidisciplinary centres effectively. This suggests a growing demand for new skills more closely associated with the figure of an academic manager than a professor. The institutional race for excellence thus places considerable strain on collegial governance rooted in the chair-based system. Accordingly, ECRs describe different and, apparently, contradictory modes of collegial leadership. For example, the ‘laissez faire’ mode aligns with the ideals of freedom and autonomy underpinning intellectual collegiality, but also with competition among individuals. They also describe leadership as ‘impositions’, which, on the one hand, erodes trust in professors and decision-making, but, on the other hand, intersects with notions of citizenship that compel ECRs to accept decisions, even when imposed. Yet many ECRs value and expect a more ‘inclusive leadership’ that support the development of intellectual collegiality. Overall, the relationship between collegial leadership and competition is heterogeneous and adaptive, closely intertwined with the preceding dynamics.

How, then, can these dynamics be interpreted together? Overall, the findings suggest that differences between university models matter profoundly for collegiality. Expectations regarding how academics collaborate, participate in governance and decision-making processes and form intellectual communities are embedded in specific institutional contexts.

Regarding the relation between collegiality and competition, I suggest two contrasting interpretations. The first emphasises the flourishing of intellectual collegiality and the emergence of CoE citizenship, understood as a collective, multidisciplinary sense of belonging that is driven by – and complementary to – the institutional race for excellence. The second interpretation, however, views this flourishing as a temporal illusion. From this perspective, competition is omnipresent and stands in a fundamentally exclusionary relationship to collegiality: it threatens intellectual collaboration even when temporarily deactivated; it compels academics to engage in CoE-related work they may not intrinsically value; and it overstretches traditional forms of collegial leadership, promoting managerial modes that erode trust in both academic judgement and decision-making processes. Viewed in this light, competition ultimately poses a threat to collegiality. These rival interpretations may uneasily coexist, and the second one possibly predominates. More research is needed on how organisational contexts affect the relationship between collegiality and competition.

Lautaro Vilches is a researcher at Humboldt University of Berlin and a consultant in higher education. His current research examines the implications of excellence schemes for transforming universities’ organisational arrangements and their effects on academic practices such as collegiality, academic mobility and research collaboration, particularly in the Social Sciences and Humanities. As a consultant he advises universities on advancing strategic change.