Tag: Universities

  • Loneliness Is Causing Physical Harm in Students – Why Universities Need to Treat Loneliness Differently 

    Loneliness Is Causing Physical Harm in Students – Why Universities Need to Treat Loneliness Differently 

    This HEPI blog was kindly authored by Rupert Houghton, a Student at Magdalen College School. 

    Loneliness is a fundamental part of being human, and it occurs as a part of everyone’s life at some point. But today’s world, and the changes in the way we all interact mean that loneliness has found new, easier ways to enter the lives of many people, and particularly, younger people. The statistics on this are clear: 

    • 10.3% of British secondary school students feel ‘often or always’ lonely (ONS
    • 43% of 16 to 24-year-olds in the UK would feel uncomfortable about admissions that they feel lonely (YouGov)  

    Loneliness is clearly a big issue for those in higher education and for those about to enter it. There are some schemes and policies to attempt to counteract this, but what is often not considered when it comes to policymaking is that loneliness is a physical condition, not just one based on feelings. How, then, should loneliness be thought of differently? 

    An important fact to remember when dealing with loneliness is that humans are not merely social out of choice, but out of evolutionary necessity. Pre-agrarian humans (before the Agricultural Revolution 7000 years ago) operated in groups, and they depended on each other to fulfil different roles for the group’s overall survival. As a result, humans evolved to seek out positive social relationships as working with others was crucial to our survival.  

    Loneliness is used to signal to the brain that a person’s social inclusion, and therefore survival, is at risk, and the brain therefore starts fighting for survival. Social rejection uses the same neural networks as physical pain, and causes a minor stress response in the brain. Loneliness is merely the prolonged and sustained activation of this stress response and so puts physical stress on the mechanisms within the brain that cause it.  

    When this response is elicited, the brain starts to transition itself into a socially hyper-alert state, as it attempts to preserve existing positive relationships, and minimise the number of negative interactions experienced. Studies have shown that the brain changes its own structure to accommodate this and changes the way facial expressions are read. Lonely individuals show a heightened sensitivity to negative social stimuli, including negative facial expressions, words, phrases, or pictures. They were shown to more quickly and accurately spot negative social cues but were also seen to mislabel neutral and even positive social cues as negative more often than their non-lonely counterparts.  

    In a pre-agrarian human social structure, this problem would have been resolved relatively quickly. It was necessary to work together in groups to survive, which would force a degree of socialisation. To avoid social rejection, an individual would perhaps change some aspects of their own behaviour and be able to pick up on the reaction of their peers, and so change to be better accepted into the group, which would enforce more positive social relationships.  

    Nowadays, however, it is harder for this process to take place. Instead, it is far easier for people to spend more time alone or reduce the time they spend socialising. The changes in neural pathways therefore start to have a different effect on a lonely person’s behaviour. As they become more sensitive to negative social stimuli, their brain can view them as ‘threatening’, and attempts to prevent exposure to them, causing them to self-isolate. This, rather than fixing the problem only exacerbates the perception of low social standing, increasing the feeling of loneliness.  

    The main physical impacts of loneliness come from its effects on the hormones secreted by glands within the brain. One of these hormones is cortisol, often called the ‘stress hormone’. Loneliness has been shown to make the brain overwork and produce more cortisol than it would ordinarily. This leads to a number of detrimental health effects: high levels of cortisol have been linked to chronic inflammation, disrupted sleep cycles in young adults, and raised blood pressure.  

    Loneliness is clearly becoming an endemic problem, particularly in secondary and higher education and is having a very real effect on students’ health. Loneliness is a self-perpetuating condition and something that easily becomes chronic, so it is therefore best to prevent it before it begins. The policy focus must be placed on making students aware of loneliness before it can start to impact on people’s education and wellbeing. Whether that be through making universities give more open information on loneliness, how to keep social, or ensuring that students are informed about how the choices made could affect their risk of loneliness, starting a conversation about it before it becomes a problem should be a priority. 

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  • Students score universities on experience – Campus Review

    Students score universities on experience – Campus Review

    Three private universities offer the best student experience out of all Australian institutions according to the latest student experience survey, with the University of Divinity ranked number one overall.

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  • WEEKEND READING: Money’s Too Tight (to Mention) – Universities and students are on a knife edge as the party conference season and the new academic year kick off in earnest, by Nick Hillman (HEPI Director)

    WEEKEND READING: Money’s Too Tight (to Mention) – Universities and students are on a knife edge as the party conference season and the new academic year kick off in earnest, by Nick Hillman (HEPI Director)

    • As policymakers look ahead to the bigger party conferences and students and staff ready themselves for the new academic year*, HEPI Director Nick Hillman takes a look ahead. [* Except in Scotland, where it has already begun.]
    • Information on HEPI’s own party conference events is available here.

    Money’s Too Tight (to Mention)

    When the Coalition Government for which I worked tripled tuition fees for undergraduate study to £9,000 back in 2012, it was a big and unpopular change. But it represented a real increase in support for higher education that led to real increases in the quality of the student experience, with improvements to staffing, facilities and student support services.

    Because the fee rise shifted costs from taxpayers to graduates via progressive student loans, it enabled another fundamental change: the removal of student number caps in England. No longer would universities be forced to turn away ambitious applicants that they wanted to recruit. It was the final realisation of the principle that underlined the Robbins report of 1963: ‘courses of higher education should be available for all those who are qualified by ability and attainment to pursue them and who wish to do so.’ A higher proportion of students enrolled on their first-choice place. (It never ceases to amaze me how many people wish to return to a world in which your children and mine have unwarranted obstacles reimposed between them and attaining the degree they want.)

    But back in 2012, no one in their wildest dreams thought the new fee level would be frozen for most of the next decade and more. After all, the fee rise was implemented using the Higher Education Act (2004), which had enabled Tony Blair to introduce the current model of tuition fees, and the Blair / Brown Governments to raise fees each year without any fuss.

    Yet the political ructions caused by introducing £9,000 fees in 2012 made policymakers timid. Towards the end of the Conservatives’ time in office, Ministers bizarrely sought to make a virtue of their pusillanimity. Even as inflation was biting, the Minister for Higher Education (Rob Halfon) said raising fees was ‘not going to happen, not in a million years’.

    The result has been a crisis in funding for higher education institutions that has changed their priorities. Top-end universities have looked to increase their income via more and higher (uncapped) fees from international students – hardly surprising, when an international student taking a three-year degree is worth £69,000 a year more than a home student! They have also sought to tempt UK students away from slightly less prestigious institutions.

    Meanwhile, newer universities have been even more entrepreneurial. Limited in their ability to recruit lots of international students, they have instead shifted towards franchising, whereby other organisations pay them for the privilege of teaching their degrees.

    Universities in the middle have had a particularly tough time. Most notably, many universities originally founded in the expansionary post-Robbins environment are struggling today. (It has been suggested that the tie-up between Kent and Greenwich is partly borne of necessity.) Plus with no fees for home students, Scottish universities have been hurting even more than those elsewhere.

    Even though recruiting more people from overseas and large-scale franchising have helped some institutions to keep the wolf from the door, Ministers have condemned both. The UK Home Office want fewer international students and England’s Department for Education have promised new legislation to tackle the growth in franchising. (Six months ago, Bridget Phillipson wrote in the Sunday Times, ‘I will also bring forward new legislation at the first available opportunity to ensure the Office for Students has tough new powers to intervene quickly and robustly to protect public money’.)

    No British university has ever gone bust but, as financial advisers know, the past can be a sorry guide to the future. When asked, Ministers say they would accept the closure of a university or two. But a university is usually a big local employer, a big supporter of local civic life and a source of local pride – and money. Most have been built up from public funds.

    Closing a university would not just risk local upset. It would reduce confidence, including among those who lend to universities, and could even risk a domino effect, as people lose faith in the system as a whole, thereby putting the reputation of UK education at risk. So there are good reasons why, for example, Dundee University is currently being bailed out, even if it comes with a distinct whiff of moral hazard.

    Bills, Bills, Bills

    Students are hurting just as much as institutions. Contrary to the expectations of years gone by, the proportion of school leavers proceeding to higher education is barely rising. There is likely more than one cause, including negative rhetoric about universities from across the political spectrum and a false sense that degree apprenticeships for school leavers are plentiful.

    Perhaps most significantly, maintenance support for students is nothing like enough. There are three big problems.

    1. The standard maximum maintenance support in England is now worth a little over £10,000, which is just half the amount students need.
    2. Parents are expected to support their student offspring but they are not officially told how much they should contribute.
    3. England’s household income threshold at which state-based maintenance support begins to be reduced has not increased for over 15 years. At £25,000, it is lower than the income of a single-earner household on the minimum wage.

    As a result, according to the HEPI / Advance HE Student Academic Experience Survey, over two-thirds of students now undertake paid employment during term time, often at a number of hours that negatively affects their studies. These students are limited in their ability to take part in extra-curricular activities, for they are time poor as well as strapped for cash.

    An increase in maintenance support is long overdue, just as an increase in tuition fees for home students is long overdue. But we could also perhaps help students help themselves by providing better information in advance about student life. In particular, given the epidemic of loneliness among young people, we should remind them that you are more likely to be lonely if your room is plush but you do not have enough money left over for a social life than if your living arrangements are basic but your social life is lively.

    The Masterplan

    The Government came to office claiming to have a plan for tackling the country’s challenges. But more than a year on, the fog has not cleared on their plans for higher education. Patience is now wearing gossamer thin. As Chris Parr of Research Professional put it on Friday, ‘Still we wait.’ As far as we can discern from what we know, it seems universities will be expected to do more for less – on civic engagement, access and economic growth.

    Higher education institutions have made it clear, including through Universities UK’s Blueprint, that they are keen to play their part in national renewal. But it is not only the financial squeeze that limits their room for manoeuvre. Political chaos as well as the geography of Whitehall threaten the institutional autonomy that has been the key ingredient of UK universities’ success.

    Unlike in the past, there are different regulators, Ministers and Departments for the teaching and learning functions of universities on the one hand and their research functions on the other, meaning coordinated oversight is missing. The latest machinery of government changes risk another dog’s dinner, as ‘skills’ continue to bounce around Whitehall, newly residing for now (but who knows for how long) in the Department for Work and Pensions. Meanwhile, the Department for Science, Innovation and Technology is thought to have less regard for university-based research than for research conducted elsewhere, at least in contrast to the past.

    Moreover, each of the two Ministers with oversight of higher education institutions (Baroness Smith and Lord Vallance) are newly split across two Whitehall departments, with one foot in each. This sort of approach tends to be a recipe for chaos. (As I saw close up during my own time in Whitehall, split Ministers usually reside primarily in just one of their two departments, the one where their main Private Office is situated.) 

    The choice now is clear. If Ministers want to direct universities more than their predecessors, then they need to fund them accordingly. But if Ministers want universities to play to their own self-defined strategies in these fast-changing times, then they should reduce the barriers limiting their capacity to behave more entrepreneurially.

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  • What happens when universities stop asking questions?

    What happens when universities stop asking questions?

    For the last 15 years, I have used my knowledge as a barrister and former university lecturer to advise students on their academic appeals and misconduct cases.

    In that time, I have seen the best and worst of student behaviour. I have dealt with students who paid others to write their entire PhDs and who recruited stand-ins to attend clinical placements.

    I have encountered countless methods of cheating, from tiny notes hidden in pockets, to phones concealed in toilets, to modified ear protectors.

    Only recently, a law student told me she had seen classmates slip earphones beneath their hijab during exams, whispering questions and receiving answers from a distant accomplice.

    The ethics of representation

    Occasionally, students ask me to act unethically on their behalf. I recall one student who had failed a resit exam and been withdrawn from his course.

    In a moment of panic, he told the university that his parents had been killed in a terrible accident shortly before his exam. He begged me to repeat the lie in my formal appeal statement to the university. I refused.

    As barristers, we will fight tooth and nail for our clients, whatever they have done, but only within the confines of the truth.

    I remember one Russian client who had paid someone to write every single essay and eventually been caught. I explained that the evidence against him was strong, that the prospects of success were slim, and that I could not advise him to lie to the university.

    He shook his head in disgust:

    What is wrong with this country? In Russia, we pay the professor and everything is okay!

    Recently, I had a conversation with a person – a non-lawyer – who had set up a university appeals business abroad. Like me, he had seen the underside of higher education.

    He told me that students regularly cheat in the English language proficiency tests required by universities as a condition of entry. These tests ensure that students have sufficient command of English to cope with academic study.

    According to him, cheating on these tests is widespread, with some companies approaching him directly with answers to the language tests.

    He explained that there were several “university appeal services” in his home country offering forged medical certificates. They also provide fabricated “essay notes” for students wishing to convince their universities they had worked on an assignment.

    With a plausible medical note or a set of backdated essay drafts, a dishonest student can present a convincing case for leniency or mitigation.

    Despite many years in the business, I was horrified by these revelations. I searched online and quickly found websites that sell fake tests. Thus, Legit Certify states:

    We help you legally obtain an official, verifiable TOEFL certificate without taking the test…The certificate is identical to one earned through exams, fully accepted by universities…

    And DoctorsNoteStore.com offers, or £10.99:

    …fake/replica sick notes in the United Kingdom and Australia.

    Are universities aware of this? Do they know that some of their international students gain admission, or overturn decisions, on the basis of falsified or manipulated documents? What checks do they make to ensure the authenticity of medical and other documentary evidence?

    Conflicts of interest

    With 40 per cent of English universities in financial deficit, there is also the uncomfortable question of money. The revenue from international students is so significant that many institutions may struggle to survive without it.

    This financial dependence creates a conflict of interest. If a university uncovers widespread cheating in English language tests, or if it learns that students gained entry or remained on a course with false credentials, how should it react? If it investigates properly, the findings may threaten the much-needed flow of income.

    Handling the growing number of cases of misconduct and appeals is itself resource-intensive and costly. A professor friend of mine, who examines PhDs, told me that he never fails a PhD student because, in his words, “it’s not worth the hassle of an inevitable appeal”.

    A university that turns a blind eye may preserve the balance sheet but corrodes academic standards.

    Some universities take the issue seriously. They invest in resources to detect cheating, run hundreds of misconduct panel hearings, and occasionally expel students. However, I doubt all institutions appreciate the scale of the problem or the sophistication of the cheating industry.

    There is an international trade in dishonesty that exploits the pressure on students to succeed and the reluctance of universities to jeopardise their financial health and reputation.

    If universities are not already alive to this reality, they need to wake up. Every forged medical letter that passes unchecked, every essay or thesis written by a ghostwriter, every fraudulent placement report that slips through the net, undermines the credibility of the institution and the degree it awards.

    Paying the price

    The harm is not limited to universities themselves. Employers, patients, clients and the public at large may pay the price if unqualified or dishonest graduates enter professional roles. Who wants to hire a lawyer or engineer who cheated in their exams, or be treated by a doctor who paid someone to attend clinical placements for them?

    The purpose of higher education is not simply to hand out degrees in exchange for fees but to cultivate knowledge and skill, to educate. If universities fail to address the growing industry of deception, they risk betraying that purpose.

    The question is not whether students cheat – they plainly do and probably more than ever before with the advent of generative AI – but whether universities have the courage to confront it, even at the cost of short-term financial loss and reputational damage.

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  • New HEPI Policy Note: Universities’ role in global conflict

    New HEPI Policy Note: Universities’ role in global conflict

    Author:
    HEPI

    Published:

    With the UK Government moving to a posture of ‘war fighting readiness’ amid intensifying global conflict, a new HEPI Policy Note warns higher education remains an untapped asset in national preparedness.

    The Wartime University: The role of Higher Education in Civil Readiness by Gary Fisher argues UK universities must be recognised as central pillars of national security and resilience. The paper highlights how higher education institutions represent a ‘composite capability’ to enhance and sustain civil readiness, spanning defence, health, skills, logistics and democratic continuity, but warns this potential remains under-recognised and poorly integrated into emergency planning frameworks.

    You can read the press release and access the full report here.

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  • Reputation versus sunlight – universities and the new Duty of Candour

    Reputation versus sunlight – universities and the new Duty of Candour

    The idea of a “Hillsborough Law” has been in circulation for years.

    Campaigners – led by families of those who died at at Hillsborough Stadium in 1989, and joined more recently by those bereaved by Grenfell, Covid, and the death of headteacher Ruth Perry – have long argued that public authorities must be placed under a clear, statutory duty to tell the truth.

    Manchester Mayor (and emergent Labour leadership hopeful) Andy Burnham first introduced a Private Members’ Bill in 2017, but it fell with the general election.

    Labour then adopted the idea as policy in 2022, and after years of pressure – including a personal promise from Keir Starmer in the run-up to the 2024 election – the King’s Speech in July 2024 confirmed it would be brought forward.

    A year later, ministers missed the April anniversary deadline – triggering frustration from campaigners and months of rumour about officials attempting to water down the Bill – before finally introducing the Bill to Parliament now under the stewardship of new Justice Secretary David Lammy.

    To campaigners’ relief, this is not just symbolic legislation – it’s about correcting a deep structural imbalance, and very much connects to what little there is in Starmer’s vision – the idea and ideals of public service and a public realm “on the side of truth and justice”.

    For decades, bereaved families navigating inquests have faced publicly funded barristers representing the police, the NHS, local councils, or universities – while they themselves have been forced to crowdfund. They have seen evidence lost, withheld, or destroyed, and have encountered institutions that default to defensive strategies – preferring to protect their reputation than face accountability.

    The Public Office (Accountability) Bill (along with its explanatory notes and multiple impact assessments) – colloquially known as the Hillsborough Law – attempts to change that dynamic. It is about “candour”, legal aid, and cultural reform. And although the national debate has focused on disasters and policing, the legislation will very much apply to universities.

    What the Bill does

    At its core, the Bill does two things. First, it imposes a statutory duty of candour on public authorities and officials. That means a proactive obligation to be frank, open, and transparent when dealing with inquiries, investigations, and inquests. In some cases, it criminalises obstruction, dishonesty, and selective disclosure.

    Second, it guarantees non-means-tested legal aid for bereaved families involved in inquests and inquiries where public authorities are represented. That ends the unjust asymmetry of families crowdfunding – while the state and its arms funds lawyers to defend itself.

    Alongside this, the Bill codifies a replacement for the common law offence of misconduct in public office, creates new statutory misconduct offences, and requires public authorities to adopt and publish their own codes of ethical conduct embedding candour and the Nolan principles.

    The schedules name government departments, police forces, NHS bodies, schools, and further education corporations. But it also applies to any body carrying out “functions of a public nature” – a familiar phrase from the Human Rights Act and the Freedom of Information Act. Universities are covered.

    Pre-1992 universities were founded by Royal Charter or statute, and their governing bodies often include members approved by ministers or the Crown. Post-1992 universities are higher education corporations created by the 1992 Act. They fit easily within the test. Whether private providers, where they are registered with the Office for Students (OfS) and teach (quasi-)publicly funded students, will be caught under the “functions of a public nature” clause.

    For universities and their staff, this ought to be a profound change to the way they respond to tragedy, handle complaints, and manage their obligations to students and the public.

    Candour in inquiries and inquests

    In Part 2, Chapter 1, the Bill sets out the statutory duty of candour in relation to formal, statutory inquiries, investigations, and inquests.

    The duty is not passive – it requires public authorities to notify an inquiry if they hold relevant material, preserve records, provide assistance, and correct errors or omissions. Institutions can’t wait until a chair or coroner demands disclosure – they have to surface relevant material themselves.

    A new mechanism – a compliance direction – then strengthens the framework. Chairs of inquiries and coroners can issue formal directions requiring disclosure, written statements, clarifications, or corrections. These are binding. If an authority, or the official responsible for compliance, ignores, delays, or obstructs such directions, it becomes a criminal offence if done deliberately or recklessly.

    For universities, the most direct likely application will likely be to coroners’ inquests into student deaths. If, for example, a university was aware that it held key documents about a student’s support plan, assessment records, or internal communications, the duty would compel it to notify the coroner and disclose them proactively. The current norm – where families must ask precise questions and often guess at what exists – would be replaced by a statutory expectation of candour.

    If, as another example, a coroner designated a university as an interested person, a compliance direction could require a formal position statement explaining its role, structured disclosure of documents, and timely corrections if errors emerged. Senior officers will be personally responsible for compliance.

    And if relevant staff had first-hand knowledge of a critical incident – say, supervising an assessment where a student’s distress became acute – they could not quietly stay in the background. The university would be under pressure to identify and disclose their evidence candidly.

    The Bill also extends legal aid. Families would be guaranteed representation in any inquest where a public authority is an interested person. That means if, for example, a university and an NHS trust were both in scope, the family would not have to crowdfund tens of thousands of pounds to achieve parity of arms.

    At present, coroners have wide powers, but families often lack the leverage to ensure they are exercised fully. Coroners have to answer the four statutory questions – who, where, when, how – and they often interpret “how” narrowly. Families often push for broader scope, but institutions can resist. A statutory duty of candour would not change the coroner’s legal remit, but it should alter the behaviour of institutions within that remit. Selective disclosure, defensive positioning, and late document dumps would become high-risk strategies.

    It’s also notable that the Bill places the duty personally on those in charge of public authorities. In the university context, that means senior leadership cannot outsource disclosure entirely to lawyers or middle managers. Accountability flows up to the governing body and vice chancellor.

    And coroners’ Prevention of Future Deaths reports (PFDs) matter too. With fuller disclosure under candour, coroners are more likely to identify systemic failings in universities and recommend changes. While coroners cannot assign civil liability, their reports can shape policy and practice across the sector.

    Crucially, the Bill specifically recognises the problem of “information asymmetry.” Families can’t know what to ask for if they do not know what exists. By flipping the responsibility – making universities proactively disclose rather than forcing families to drag material into the open – the duty addresses that asymmetry head-on.

    The scope of this bit of the Bill is wide, but not limitless. It clearly applies to coroners’ inquests, Fatal Accident Inquiries in Scotland, and statutory public inquiries under the 2005 Act. It also extends to non-statutory inquiries set up by ministers, and there is a power for the Secretary of State (or devolved governments) to designate other investigations by regulation.

    But it does not automatically capture every process that universities are familiar with – complaints investigated by the OIA in England and Wales, regulatory investigations by OfS, Medr or the SFC, professional regulator fitness to practise panels, or independent reviews commissioned internally are all outside its scope as drafted.

    In those arenas, candour would only bite through the separate Chapter 2 duty to adopt and apply an ethical code (see below), rather than through the compliance-direction machinery of Chapter 1. But for those types of iniquity and investigation explicitly covered, it means candour is no longer optional or reputational – it is statutory, enforceable, and personal.

    Candour in day-to-day conduct

    If Part 2, Chapter 1 is about how institutions behave in high-profile inquiries, Chapter 2 is about how they behave every day. The Bill as drafted would require every public authority to adopt and publish a code of ethical conduct. In that Code, universities will be required to:

    • articulate the Nolan principles (selflessness, integrity, objectivity, accountability, openness, honesty, leadership);
    • define a duty of candour for the authority’s context;
    • explain consequences for breaches, including disciplinary and professional sanctions;
    • set out whistleblowing and complaint routes for staff and the public;
    • be public, regularly reviewed, and supported by training.

    For universities, this will mean embedding candour into teaching, research, administration, and student support.

    There are all sorts of potential implications. Consider complaints handling – at present, plenty of universities instruct lawyers at an early stage to assess litigation risk. For complainants, that shifts the emphasis to protecting the institution rather than resolving the complaint candidly. A student might receive partial explanations, documents only when pressed, or carefully worded responses that obscure institutional failings.

    If the idea is that the Code required under Chapter 2 incorporates and translates the principles reflected in Chapter 1, that approach to complaints would be unacceptable. The code should require:

    • proactive disclosure of relevant information during a complaint;
    • corrections when errors are identified;
    • clear explanations of decisions, not just outcomes;
    • openness even where disclosure is uncomfortable.
    • and a failure to act candidly could itself be misconduct, separate from the original complaint.

    For staff, the implications are significant. An academic accused of discrimination could no longer rely on the institution minimising disclosure to reduce liability. If records show concerns were raised earlier, candour might require acknowledging that, not burying it. Someone processing appeals could not quietly omit inconvenient information from a report.

    It raises staff-side concerns. The NHS experience shows frontline workers often feel candour exposes them personally, while leadership remains insulated. In universities, staff already operate under high pressure – REF, TEF, student satisfaction surveys, and reputational risk all loom large.

    A candour duty could feel like additional personal exposure – unless universities design their codes carefully, the burden may fall disproportionately on individual staff rather than leadership.

    And the implications extend beyond complaints. In admissions, candour could mean being frank with applicants about course viability or resource constraints. In research, it could mean full disclosure of conflicts of interest. In governance, it could mean sharing risk assessments with staff and students rather than keeping them confidential.

    The duty also requires universities to build internal systems – staff will have to be trained to understand candour, managers will be required to reinforce it, and whistleblowing protections will have to be clear. And codes will need to specify sanctions for breaches – shifting candour from an abstract principle to a live HR and governance issue. If the Higher Education (Freedom of Speech) Act offers staff protection for saying things out loud, at least in theory the Public Office (Accountability) Bill will require universities to require staff to say (some) things out loud.

    Legal context

    There are still limits. The Bill is explicit that candour doesn’t override other legal restrictions – data protection, privilege, and statutory exemptions still apply. A university can’t disclose student medical records without consent, nor breach confidentiality agreements lawfully in place. But the default flips – the presumption is disclosure unless legally barred, not concealment unless forced.

    That will all interact directly with stuff like Equality Act duties and consumer protection law. Universities might resist admissions in complaints because acknowledging discrimination or misleading marketing creates liability. Under Chapter 2, the risk is reversed – concealing those admissions would itself be a statutory breach. The Digital Markets, Competition and Consumers Act 2024 and CMA guidance already push towards transparency in student marketing. A candour duty would add a new, statutory dimension.

    In practical terms, universities will need to rewrite policies, retrain staff, and rethink how they interact with students. Complaints offices, HR teams, and legal advisers will all have to internalise the new default of candour. The reputational instinct to minimise admissions of fault will be directly challenged by statutory obligation.

    In theory, as liability risk increases, so should trust. Universities are often criticised for opacity, defensiveness, and spin – a statutory candour duty offers a chance to change that culture. Students making complaints would be entitled not just to process fairness but to institutional honesty, and staff accused of misconduct would know that concealment or minimisation would itself be a breach. Governing bodies would have to lead by example, publishing codes and demonstrating compliance.

    Regulators and adjudicators

    Of course if candour becomes law, regulators and adjudicators will need to respond. As it stands, no specific regulator is identified for monitoring compliance with the “devolved” duty under Chapter 2 – that may get added as the Bill progresses, but even if it doesn’t, the interactions with other areas of regulation make it wise for there to be change.

    In England and Wales, the Office of the Independent Adjudicator (OIA) already reviews individual complaints and publishes a Good Practice Framework. It emphasises fairness, transparency, and clarity, but not candour as a statutory duty per se.

    Once Chapter 2 is in force, the OIA would likely need to update its framework to reference candour explicitly. It would then be able to hold universities to account not just against good practice, but against a legal standard – did the university act candidly in its handling of this complaint?

    The Office for Students (OfS) then has wider systemic oversight. The regulatory framework includes Condition E2 on management and governance, and requires compliance with Public Interest Governance Principles. These do currently cover accountability and academic freedom – but not candour. If universities are under a statutory candour duty, OfS will almost certainly need to amend the PIGPs or issue guidance to reflect it.

    How this all sits with other existing regimes like the Freedom of Information Act (FOIA) will be another big question. FOIA already imposes transparency duties, but universities often take a restrictive approach, especially private providers not designated as public authorities under FOIA. The candour duty would run in parallel – requiring disclosure in complaints and inquests even where FOIA might not apply.

    Other sections of the Bill

    While most attention has focused on the duty of candour and the reforms to inquests, the Bill also contains other important provisions that will reshape the accountability of public authorities.

    Part 1 of the Bill tackles the long-running debate around misconduct in public office. The common law offence – dating back centuries – has long been criticised as vague, inconsistently applied, and overly reliant on judicial interpretation.

    The Bill abolishes the common law offence and replaces it with a new statutory framework, creating clear offences for serious misconduct by public officials, defining more precisely what counts as abuse of position or wilful neglect of duty. For universities, where senior leaders or governors are increasingly seen as “public officials” when exercising functions of a public nature, this should provide sharper statutory clarity on when misconduct could cross from an HR or governance issue into criminal liability.

    The Bill also addresses investigations and inquiries more broadly. It enhances powers for inquiry chairs and coroners not just to compel evidence, but to ensure compliance is timely and truthful. The creation of compliance directions backed by criminal sanction sits here, but the wider context is about rebalancing relationships.

    Families and victims have long argued that inquiries too often become adversarial battles against obfuscating institutions. As the Bill shifts legal duties onto the institutions themselves, it tries to realign incentives so truth-seeking, not reputation-protection, dominates. And Part 2 expects those principles to be reflected inside universities too.

    Another significant element is the reform of legal aid at inquests. For the first time, non-means-tested legal aid will be automatically available for bereaved families whenever a public authority is represented at an inquest. This is not just a financial change – it’s another attempt to end the asymmetry that has often characterised high-profile inquests. For universities, it should mean that whenever they are an interested person, families will now face them on an equal legal footing.

    The Bill also contains provisions on whistleblowing and reporting duties – where staff often feel trapped between loyalty to the institution and responsibility to students or the public. Public authorities will have to create clear internal mechanisms to support those who raise concerns, and codes of conduct will have to integrate protections and processes for staff who disclose wrongdoing.

    Taken together, these other sections of the Bill flesh out the candour framework, create sharper criminal liability for misconduct, and give families, the public and/or students and staff stronger levers for truth and accountability.

    Territorial application

    The Bill extends to England and Wales, with many provisions applying directly to public authorities operating there. Scotland and Northern Ireland have their own legal systems and inquest regimes, so the Bill’s application is more limited. But universities across the UK will need to pay attention.

    In Scotland, there is no coroner system, but Fatal Accident Inquiries serve a similar role. While the Bill itself does not apply wholesale, the Scottish Government and the Scottish Funding Council are likely to face pressure to adopt parallel reforms – particularly on candour and legal aid – to avoid a two-tier approach for bereaved families.

    In Wales, higher education is now regulated under the Tertiary Education and Research (Wales) Act 2022, with the new Commission for Tertiary Education and Research (CTER) taking over regulatory functions. Although the Bill applies to Wales, CTER will need to consider how candour duties interact with its quality and governance oversight.

    And in Northern Ireland, inquests operate differently again, and universities there are few in number. The territorial extent of the Bill is narrower, but questions will inevitably arise about parity of rights for families and students.

    For providers operating across borders – particularly cross-UK institutions or partnerships – the patchwork will be complex. Consistency will matter, and regulators in devolved nations might usefully align their governance principles and duties to ensure students and families are not disadvantaged by geography.

    Culture change

    Of course, policy is one thing – culture is another. The NHS has had its own statutory duty of candour for a decade, requiring openness with patients when things go wrong. But implementation has been patchy – studies and reviews have found variability, defensiveness, and resistance. In practice, candour clearly depends not just on statutory text but on leadership, training, and incentives.

    The same will be true in higher education. Universities are complex, professionalised, and reputationally sensitive – candour is simply not their default culture. Embedding it will require governing bodies and senior staff to model openness, leaders to embrace uncomfortable truths, and lawyers to reframe their advice.

    The risk is that candour becomes yet another procedural box-tick – a paragraph in a code, a slide in induction training – while the real behaviours remain defensive. The opportunity is for universities to embrace candour as a chance to rebuild trust with students, staff, and the public.

    A particularly thorny question is how the Bill will apply to the growing number of private higher education providers. A brief glance at WhatDoTheyKnow suggests that they routinely refuse Freedom of Information requests on the basis that they are not designated as public authorities under FOIA, despite (in England) often being registered with the Office for Students and enrolling thousands of publicly funded students.

    On the face of the Bill, they would only fall within scope of the candour duty where they are performing “functions of a public nature” – a phrase that has generated years of litigation under the Human Rights Act and remains contestable.

    That creates a risk of a two-tier candour regime in higher education – so one way to resolve it would be for OfS to hardwire candour into its Public Interest Governance Principles, explicitly requiring all registered providers – public and private – to adopt candour codes and to respond to FOI requests as a condition of registration (especially if registration does eventually end up covering franchised-to providers not on the OfS register).

    That would extend the protections in practice, ensuring that students and families do not see their access to information and honesty diluted simply because their provider is incorporated as a private company. Similar steps could be taken by the Scottish Funding Council and Medr in Wales, embedding candour and transparency as regulatory expectations across the UK.

    Oh – and the position of partners and contractors is also significant, and may need exploration as the Bill progresses. Under Chapter 1, some may be caught directly where they are exercising functions of a public nature or hold relevant health and safety responsibilities – for example, halls providers, outsourced counselling services, or teaching partners.

    And even where they are not formally within scope, the spirit of the Bill makes clear that universities cannot sidestep candour by outsourcing – they will effectively be expected to build equivalent obligations into contracts, ensuring that candour duties flow through to partners so that evidence and disclosure gaps do not open up when multiple organisations are involved.

    A different kind of leadership

    The coverage might not point directly at universities – but the Hillsborough Law is not just about disasters, policing, or health. It is about the way the state – and those who exercise public functions – treat people when things go wrong.

    For universities, inquests into student deaths should be different – candour will be mandatory, legal aid automatic, and compliance enforceable. Day-to-day complaints handling should be reshaped – defensive, lawyer-led strategies will sit uneasily alongside statutory candour codes. Regulators and adjudicators should respond, updating frameworks and guidance.

    But as I say, just as the OIA’s “Bias and the perception of bias” expectations haven’t automatically made complaints handling any less… biased, legislation of this sort alone will not fix culture. The challenge for leaders will be to embed candour not just in codes and conditions, but in the behaviours of academics, professional services staff, their partners, and themselves.

    In an ideal world, universities would embrace transparency organically, driven by their educational mission rather than legal compulsion. The best learning happens when trust and openness prevail, not when compliance regimes loom.

    But not only have academic careers forever been about reputation, universities have evolved into large, corporatised institutions with competing pressures – league tables, reputational risk, financial sustainability. In this environment, in the teeth of a crisis or complaint, the truth is that abstract appeals to academic values often lose out to immediate institutional interests.

    Rather than hoping for cultural transformation, the Hillsborough Law reshapes incentives. When concealment becomes legally riskier than disclosure, and when defensive strategies carry criminal liability, candour becomes not just morally right but institutionally smart.

    For students, families, and staff facing institutional defensiveness at vulnerable moments, legal leverage may be the only way to level the playing field. Too many public authorities have failed to redefine reputation to mean trustworthiness rather than unblemished image – now the law will redefine it for them.

    That will mean shifting from reputation management to truth telling, from legal defensiveness to openness, and from institutional self-interest to public accountability. In a sector so dominated by the powerful incentives of reputation, that will be no simple task – but it will be a vital one.

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  • Despite the headwinds, universities must keep leading by example on climate change

    Despite the headwinds, universities must keep leading by example on climate change

    Across the road from the south entrance to campus, on a bend in the River Kelvin, sits the University of Glasgow’s climate change secret weapon: the Partick pumping station.

    This at times noisome Edwardian edifice remains a critical part of the city’s wastewater infrastructure, but it also has the potential to provide low-carbon heat for at least some of our 350 buildings. If possible, we will identify a partner, put together a joint venture and start work on a green power initiative in a year or two’s time.

    Carbon reduction solutions like this are manna from heaven for university managers seeking to make good on long-term carbon reduction commitments. Universities are complex institutions with many moving parts – globally connected communities which have grown over time with, for the most part, little thought to environmental sustainability. Consequently, for most UK HEIs, the drive to shrink their carbon footprint represents a significant challenge.

    Backsliding

    There will be those who feel that now is the time to resile from targets set in the halcyon days before Covid, runaway inflation, the cost-of-living crisis, disruption to international recruitment markets and heightened geo-political uncertainty. The Overton window has shifted, goes the argument; we may not agree with President Trump’s “drill, baby, drill” mantra, but with the US ditching green energy and re-embracing fossil fuels, hasn’t the zeitgeist shifted?

    And in any case, can we actually afford net zero? A growing chorus in the mainstream press would say we can’t and shouldn’t go there – at least not while other, less principled countries are backsliding.

    Within the higher education sector, colleagues worry that cutting back carbon will limit mobility, adversely affect our international collaborations and thereby impact on our global reputation. Alongside this, some contend that the financial headwinds are simply too strong, and that preserving jobs should be prioritised ahead of saving the planet. Couldn’t we retain an in-principle commitment to tackling climate change – while quietly paring back our ambitions in line with our straitened circumstances?

    Keeping up the pace

    While these concerns are understandable, the consensus of opinion in the sector is to maintain a focus on carbon reduction. For sure, the biggest difference universities can make is through their academic activities – educating the next generation with the scientific expertise to tackle climate change, raising awareness in the public arena, and undertaking research across an array of disciplines; by contrast, the direct contribution HEIs will make to reducing the world’s carbon footprint is minuscule.

    On the other hand, universities must lead by example if they want to be agents of change. This means setting targets for carbon reduction that, at the very least, match those of other sectors and preferably force the pace a little. For the most part, it has been university-based academics in this country and abroad who have highlighted the existential threat represented by man-made climate change; it would be absurd if the employers of those experts dismissed the knowledge they have generated and ignored one of the most pressing problems facing humanity.

    There is strong encouragement to act from within our own communities. Student opinion is rich and varied, but as a recent poll conducted by Students Organising for Sustainability showed, 79 per cent of UK students report a high level of concern about climate change, while 83 per cent agree that if everyone plays their part, we can lessen the impact on the world. In other words, most students expect action and want their universities to be in the vanguard.

    When we show leadership in this space, students generally think better about their institutions. This leads to a stronger sense of identity with, and belonging to, their places of learning. Student wellbeing is also positively impacted – 90 per cent of students say that anxiety about climate change adversely affects their mental health. Seeing their institutions respond to the crisis and creating practical opportunities for students to participate can alleviate frustration and anger. To quote the charity Student Minds, “students widely expressed a desire to make a positive contribution to tackling climate change but often felt like they didn’t know where to start.”

    This is a key part of our agenda at Glasgow – we want to invoke the active support of the student body through educational courses, campaigns, internships, volunteering opportunities, and a very successful Eco Hub, funded by the university but run by the students themselves. We are also trying to engage colleagues, drawing on a core of enthusiastic staff members and nudging the majority towards greater environmental awareness.

    Glasgow’s approach to net zero is set out in its strategy document, Glasgow Green, published in 2020. It commits the university to being net zero by 2030; the consultants felt the best we could achieve would be a footprint of 37,000tCO2 by the end of the decade, reducing to 32,000tCO2 by 2035, with the balance made up by offsetting. The governing body itself insisted on the 2030 target, seeking to match Glasgow city council’s objective. Making good on that will depend on progress in three key areas – improving energy efficiency on campus, cutting business travel emissions and reducing further our dependence on fossil fuel energy sources.

    The heat

    Which brings us back to our plans for the Partick pumping station. The model is similar to a facility at Toronto western hospital – it involves using thermal energy from wastewater running through the city’s sewers to supply heat. Technology meets public sector partnership meets carbon savings – what’s not to like?

    Of course, as with many initiatives, the devil will be not so much in the detail as in the myriad steps necessary to make it a reality; we will only proceed if we can successfully balance deliverability with carbon reduction and cost considerations. It will not be simple to realise this and the other projects in our energy portfolio, but the reward for success could be implementation of our strategy on schedule, and with a showcase facility which others can learn from.

    A few weeks ago, driving along Sauchiehall Street in the evening, the thermometer hit 28 degrees. In Glasgow. In late August. Climate change is a real thing and the university community is right to be concerned about it. As senior managers, we need to step up and meet the commitments we have made to tackle it; and by doing so, we can show the way to the rest of society.

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  • Does China Need US Universities for Its Elite Students?

    Does China Need US Universities for Its Elite Students?

    For decades, U.S. universities have served as the finishing school for China’s elite. Children of Communist Party officials, wealthy businesspeople, and top scientists have often ended up at Harvard, Yale, Stanford, or the Ivy League, polishing their English and acquiring the cultural capital necessary for global finance, diplomacy, and technology. At the same time, thousands of middle-class Chinese families have made enormous financial sacrifices to send their children abroad, betting on an American degree as a ticket to upward mobility.

    But the question today is whether China still needs U.S. universities to educate its elite.

    Shifting Global Power Dynamics

    The rise of China’s own research universities has complicated the old narrative. Institutions such as Tsinghua University and Peking University now rank among the top in the world in science, engineering, and AI research. China produces more STEM graduates annually than any other country, and its funding for science and technology rivals that of the U.S. While U.S. universities still command prestige, their monopoly on global academic excellence has weakened.

    Politics and National Security

    Relations between Washington and Beijing have soured, and U.S. policymakers increasingly view Chinese students as potential security risks. Visa restrictions on STEM fields, FBI investigations into Chinese scholars, and rhetoric about intellectual property theft have chilled the academic exchange. For Chinese elites, the risks of having children in the U.S. — politically and reputationally — are higher than in the 1990s or 2000s.

    Yet at the same time, political figures like Donald Trump have openly courted the financial benefits of Chinese enrollment. Trump has said that China can send 600,000 students to the United States — a number that would far exceed current levels — underscoring the contradiction between security anxieties and the revenue-driven priorities of American higher education.

    Meanwhile, China has invested heavily in partnerships with Europe, Singapore, and even African nations to build alternative networks of elite education. For some families, sending a child to Oxford or ETH Zurich carries less geopolitical baggage than Harvard or MIT.

    The Prestige Factor

    Yet prestige is not easily replicated. An Ivy League degree still carries enormous weight, especially in global finance, law, and diplomacy. American universities remain unmatched in their ability to offer “soft power” — connections, cultural fluency, and credibility in international markets. For Chinese elites with ambitions beyond national borders, U.S. universities still provide networking opportunities that cannot be fully duplicated in Beijing, Shanghai, or Shenzhen.

    China’s Billionaires Build Private Universities to Challenge Stanford

    In recent years, a number of China’s wealthiest business leaders have begun pouring billions into the creation of new private universities. Their ambitions are not modest: to build research institutions that can compete directly with the world’s most elite schools—Stanford, MIT, Oxford, and Harvard.

    At first glance, such aspirations sound quixotic. Building a university brand that rivals Stanford typically takes a century of reputation, research, and networking. Yet, in China, examples already exist to show that rapid ascent is possible.

    Westlake and Geely as Proof-of-Concept

    Westlake University, founded in Hangzhou just seven years ago by leading biologists, is already outperforming global top 100 schools in specific fields, including the University of Sydney and the University of North Carolina. Its model—deep pockets, aggressive recruitment of top scientists, and a narrow focus on high-impact fields—demonstrates that prestige can be manufactured in years rather than generations.

    Geely Automotive Group, meanwhile, established its own university to train engineers, feeding talent directly into one of the world’s largest car manufacturers. Today, Geely ranks among the ten biggest automakers worldwide, with its university playing a central role in workforce development.

    A Stanford Model with Chinese Characteristics

    The parallel to Stanford is intentional. Stanford thrived not only because of academic excellence but because it was embedded in Silicon Valley, benefiting from venture capital, defense contracts, and a culture of entrepreneurship. China’s industrialists are attempting something similar: building universities adjacent to industrial clusters and pairing them with massive R&D investments.

    For billionaires, these institutions serve dual purposes: they act as innovation engines and as political insurance policies. In an era when Beijing has cracked down on tech moguls and capital excesses, aligning one’s fortune with education and national advancement offers a form of protection.

    Political Constraints and Academic Freedom

    The long-term question is whether these billionaire-founded institutions can sustain the openness and intellectual risk-taking that has characterized Stanford and MIT. While China’s system excels in applied sciences and technology, political controls may limit innovation in social sciences and fields that thrive on dissent, debate, and unconventional thinking.

    Still, if the aim is dominance in biotech, engineering, AI, and materials science, the model may succeed. In fact, Westlake’s rapid climb already suggests mid-tier Western universities could soon find themselves leapfrogged by Chinese institutions less than a decade old.

    A Changing Balance

    So, does China need U.S. universities for its elite? The answer is complicated.

    • Yes, for families who want global reach, especially in finance, technology entrepreneurship, and diplomacy. The cultural capital of an American education still matters.

    • No, for families satisfied with domestic prestige and security. China’s own universities — both traditional public institutions and billionaire-backed ventures — increasingly provide sufficient training for leadership roles.

    What is clear is that U.S. universities can no longer assume a steady flow of Chinese elite students. The market has shifted, the politics have hardened, and the prestige gap has narrowed. For American higher education, already struggling with enrollment cliffs and financial strain, this shift could have serious consequences.


    Sources:

    • Institute of International Education, Open Doors Report

    • Center for Security and Emerging Technology (CSET), “Chinese STEM Students in the U.S.”

    • Times Higher Education World University Rankings

    • South China Morning Post, Why China’s super-rich are spending billions to set up universities

    • Guangming Daily, Hello, Westlake University

    • CGTN, Westlake University established in Hangzhou

    • Geely Automotive Group, Overview

    • KE Press Global, China’s Billionaires Are Building Universities to Drive Innovation and Stay Politically Favorable

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  • Why Are So Many Smaller Independent Colleges and Universities So Similar and What Does This Mean for Their Futures? – Edu Alliance Journal

    Why Are So Many Smaller Independent Colleges and Universities So Similar and What Does This Mean for Their Futures? – Edu Alliance Journal

    September 8, 2025, by Dr. Chet Haskell: It is well known that many small American private non-profit academic institutions face serious financial pressures. Typically defined as having 3000 or fewer students, more than 170 of these have been forced to close in the past two decades. Numerous others have entered into various mergers or acquisitions, often with well-documented negative impacts on students, faculty, staff, alumni and local communities. Of the more than 1100 such institutions, at least 900 continue to be a risk.

    The basic problems responsible for this trend are also well-known. Most institutions lack significant endowments and are thus almost totally dependent on tuition and fee revenues from enrolled students. Only 60 such small institutions have per student endowments in excess of $200,000. The remainder have far less.

    The only additional potential source of revenue – gifts and donations –is generally neither large nor consistent enough to offset enrollment-related declines. While the occasional donation or bequest in the millions of dollars garners attention, most institutions raise much smaller amounts regularly.

    Enrollment declines are the existential threat to many of these smaller colleges and universities. These declines are also well-documented. There simply will be fewer high school graduates in the US in the coming decade or more. This reality creates a highly competitive environment, especially in regions with many of these institutions.

    Demographic worries are augmented by broad concerns about the cost of higher education and the imputed return on such an investment by students and families. Governmental policies such as limitations on international students or restrictions on immigration further add to the problem. Also, these institutions not only compete with each other for students, but they also compete with colleges and universities of the public sector and a growing number of for-profit entities.

    Most of these 900 or so institutions have high quality programs, often described under the term “liberal arts”. Many are differentiated by a specialization or an emphasis. However, at their core they are very similar. The basic concept of a personal scale four-year undergraduate educational experience provided in a residential campus setting has a long history and is highly valued by many students and faculty alike. These institutions have lengthy, strong histories, loyal alumni and important roles in their local communities.

    The fact is that it is difficult to differentiate among many of these institutions. Not only their scale or their general model of personalized undergraduate education are similar, but many of their basic messages sound the same. A review of the websites of these schools results in striking consistencies of stated “unique” missions, programs, facilities, faculty and even marketing materials.

    Their approaches to financial challenges are also similar. There is considerable competition on price. Most of these institutions discount their formal tuition rates by 50% or more. Initiatives to grow enrollments support an industry of educational consultants whose recommended initiatives are themselves similar and, even if successful, are quickly copied, thus reducing advantages.

    Some have tried to compete by raising money for new, attractive facilities through dipping into limited endowments, borrowing or securing external major gifts. These shiny new buildings – athletic facilities, science centers, student centers – are assumed to provide an edge in student recruitment. In some cases, this works. However, in many others the new facilities do not come with long term maintenance and eventually add to increased on-going institutional expense. The end result is often another demonstration of similarity.

    Some institutions have tried to branch out into selected graduate programs, perhaps based on a strong group of undergraduate faculty. Success is often limited for multiple reasons. Graduate students in commonly introduced professional fields such as business or nursing do not naturally align with an undergraduate in-person academic calendar. Older students, especially those in careers, are reluctant to come to a campus for class twice a week. Even if there is sufficient interest in such a program, it is difficult to increase in scale because of the limits of distance and geography. And most of these institutions lack significant expertise and technology do conduct effective on-line operations.

    Their institutional similarities extend to their governance. Typically, there is a Board of Trustees, all of whom are volunteers, often with heavy alumni representation. These boards generally lack expertise or perspective on the challenges of higher education and thus are dependent on the appointed executive leadership. They often take a short-term perspective and lack strategic foresight that may be most valuable in times of uncertainty and external changes.

    Even when trustees have financial experience from other fields, their common approach to small institutions is to bemoan any lack of enrollments. Most do not make significant personal financial contributions, particularly if they think the institution is struggling to survive. The assumed budget goal is basically a balanced budget and when one does not control revenues, one focuses on the more controllable expense side, trying to balance budgets solely on cuts.  Board members serve because they want to support the institution, but many are risk adverse. For example, a fear of being associated with an institution that might generate possible legal liability for the board member means a first concern usually involves whether there is sufficient insurance.

    While every institution is indeed different in its own way, they also are very similar. What explains this?

    One possible way of explanation is provided by the organizational theorists Walter Powell and Paul DiMaggio who in 1983 (updated in 1991) published a seminal piece on what they called ”institutional isomorphism and collective rationality.” [1]They argued that ”institutions in the same field become more homogenous over time without become more efficient or more successful” and identified three basic reasons for such a tendency.

    Coercive isomorphism – similarities imposed externally on the institutions. In higher education, good examples would be Federal government policies around student financial aid or the requirements of both regional and specialized accreditors. Every institution operates within a web of regulation and financial incentives that impose requirements on all and work to limit innovation.

    Mimetic processes – similarities that arise because of standard responses to uncertainty. Prime examples in higher education are the increasingly common responses to the quest for enrollment growth. As noted, numerous consultants purport to improve enrollments, but the gains typically are limited, as other institutions mimic the same approach. In another example, recent surveys show that almost all institutions expect to be users of artificial intelligence models to promote marketing in the service of admissions, as if this is a “magic wand”. If one institution makes strides in this area, others will follow. The result will be more similarity, not less. It is a bit like the Ukrainian-Russian war, where Ukraine originally had clear advantages using drone technology until that technology was matched by the Russians, leading to a form of stalemate. As DiMaggio and Powell note, ”organizations tend to model themselves after similar organizations in their field that they perceive as more legitimate or successful.”[2]

    Normative pressures – similarities that arise from common “professional” expectations. The authors identify two important aspects of professionalization: the common basis of higher education credentials and the legitimation produced by these credentials and “the growth and elaboration of professional networks.” Examples include common faculty and senior administrator qualification requirements. Another would be so-called “best practices” in support areas like student affairs. “Such mechanisms create a pool of almost interchangeable individuals who occupy similar positions.”[3] Recently, Hollis Robbins pointed out the commonalities in paths to academic leadership positions, likening these to the Soviet nomenklatura process through which a leader progresses in one’s career.[4] Evidence of this is obvious through a cursory review of the qualifications and desired qualities posted in searches for college and university presidents or other senior administrators. Most searches end up looking for and hiring individuals with very similar qualifications and experience.

    The implications of such pressures and processes are several. With common values and similar personnel, “best practices” do not lead to essential changes. Innovation is quickly copied. Indeed, it becomes increasing difficult to differentiate an institution from competitors. Common regulatory structures, declining student pools, increased competition and a lack of resources for investment all combine to enhance similarity over difference. In some sense, it is almost a form of commodification where price does in fact matter, but the “product” basically the same, especially in the minds of the larger population of potential students and families.

    What is to be done?

    Leadership Must Confront Their Institution’s Reality

    Confronting reality has many aspects, but the leaders of every institution must be clear-eyed and unsentimental about where it stands and where it is headed. This is an essential role for boards and executive leadership.

    First and foremost, the mission of the institution must be understood in realistic and practical ways. What is the institution’s purpose and what is required to fulfill that purpose? Institutional mission is central as it should drive an appreciation for the current situation of the institution, provide clarity regarding longer term goals and bringing into focus the necessary means to move forward.

    With clarity of mission must come a full understanding the of institution’s financial situation, its opportunities and the longer term needs required to achieve mission goals.  Building multi-year mission-oriented budgets based on surpluses (positive margins) is key. Sometimes restructuring and cuts are necessary and thus leadership must make sure all faculty and staff have a clear understanding of reality and the strategy for addressing it.

    A clear understanding by all of the marginal results (positive and negative) of major components is also critical. Some elements or units return significant positive margins. Others less so. And some return negative margins, often year after year. Yet, some of these less financially productive elements may be essential to mission and must be balanced or subsidized by other elements. At the end of the day, it is the margin of the entire institution that matters. And, as the saying goes, “no margin, no mission.” However, the opposite is also true. Institutions that are unclear about their mission will be challenged to attract and motivate students, faculty, staff or major donations.

    Every institution must worry about enrollments as the largest source of revenue. Declining enrollments force expense restraints. Every institution must also be concerned about growing enrollments as a key prerequisite of financial stability. Institutions operating on thin or negative margins cannot hope to achieve their mission goals without some form of growth, including having the resources to invest in growth. Without some forms of growth, an institution will either be at risk or will have to make sometimes radical changes in order to continue to pursue mission goals. The only real alternative is to amend the mission and the definition of its success.

    The other important point is that all institutions are subject to unexpected external pressures that they cannot control. Examples would be 9/11, the 2008-09 Great Recession, the COVID pandemic or the advent new government policies, such as those confronting all institutions today. Coping with such events requires having some financial resiliency, strong leadership and creativity.

    Yet, the combination of external pressures and the realities of small-scale institutions operating on thin margins in the face of extensive competition may mean that even the best managed and led organizations will confront existential risk.

    For many institutions, merging or partnering with another institution may be the only realistic path. While there often is reluctance to cede independence to another institution, mergers are hardly new, as consolidation in US higher education is hardly a new phenomenon. There are several hundred examples of mergers, many going back a century or more. Washington and Jefferson College in Pennsylvania in 1865 is the result of such an arrangement, as is Case Western Reserve University in Ohio a century later. In addition to these mergers, hundreds of other institutions have simply closed, including at least 170 in the past twenty years.

    Additionally, may institutions may be placed to take advantage of consortium relationships with other institutions. Again, there are numerous examples of institutions seeking to improve their situations through this form of collaboration. Participating institutions collaborate on such things as sharing costs or providing a wider range of student options, while remaining independent. However, this model, while valuable in many ways, rarely provides major financial advantages except at the margins. And successful consortia require a certain degree of independent sustainability for each member.

    Still others may be able find opportunity in growth through symbiosis. The recent Coalition for the Common Good begun by Antioch and Otterbein universities is an example. Other variants are possible. However, again such middle ground models also assume a basic stability of the members. As stated by Coalition president, John Comerford, “we are looking for a sweet spot of resources. This is not a way to save a school on death’s door. It’s also probably not useful to a school with billions in their endowment. Institutions in the big middle ground both need to look at new business models and likely have some flexibility to invest in them.” This type of model will not work in many cases.

    The point is that many of these small college will continue to be at risk as long as they are tuition dependent within a shrinking pool of potential students and insufficient external support. Fewer and fewer small institutions will be able to survive independently simply because of the financial challenges inherent in their small-scale model.

    Small undergraduate institutions represent the highest ideals of higher education. They are a key source for graduate students and future professors. They are central to their communities. Their strengthening and preservation as a class is an essential element of the American higher education ecosystem with its wide range of institutional models and opportunities. But this does not mean all can survive.

    The leaders of every institution need to have a clear and practical plan for the maintenance of their independence, while also being open to careful consideration of alternatives, exploring potential alternatives well before they face a crisis.

    Notes:

    1. DiMaggio, Paul and Powell, Walter, The Iron Cage Revisited: Institutional Isomorphism and Collective Rationality in Organizational Fields in DiMaggio and Powell, The New Institutionalism in Organizational Analysis, University of Chicago Press, 1991. (pp.63-82)
    2. Ibid. p. 70
    3. Ibid. p. 71
    4. Hollis Robbins, The Higher Ed Nomenklatura? Inside Higher Education, May 12, 2025

    The next essay in this series will examine in some detail the steps in a process that begins with acknowledging the possible need for a partner and hopefully results in an agreement that is implemented.


    As Provost and Chief Academic Officer of Antioch University, he helped lead the creation of the Coalition for the Common Good, a groundbreaking alliance with Otterbein University. Internationally, Dr. Haskell has advised universities in Mexico, Spain, Holland, and Brazil and served as a consultant to the Council for Higher Education Accreditation (CHEA), the Western Association of Schools and Colleges (WASC) and the Council on International Quality Group.

    A respected accreditation expert, he has served as a WSCUC peer reviewer and as an international advisor to ANECA (Spain) and ACAP (Madrid). He is a frequent speaker at global conferences and meetings.

     

     

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  • Warm words from ministers to Universities UK, but a noticeable absence of buttered parsnips

    Warm words from ministers to Universities UK, but a noticeable absence of buttered parsnips

    No fewer than three government ministers showed up to Universities UK annual conference – if you count science minister Patrick Vallance dialling in – all with only nice things to say about the importance of higher education.

    From Patrick Vallance:

    The work that you do now and your researchers and others do in the students at universities will, of course, define the shape of much of the country over the next several decades, and indeed probably for the next century.

    From minister for skills, Jacqui Smith:

    Thank you to those of you who are leading the sector and delivering all of that benefit in making our country richer, not just economically, important though that is, but socially and culturally as well.

    And from (now, following a reshuffle over the weekend, former) Secretary of State for Science, Innovation and Technology Peter Kyle:

    When I talk about being a champion in your corner, it comes from a place that is very deep, and very personal, and very conviction-oriented. It’s because a university education wasn’t a given for me – because I fought for it – that means that I always valued it so extremely highly.

    As one vice chancellor commented to me privately, it’s like being briefly in a warm bath, or basking in the glow of a sunny morning to attend events where ministers say things like these – only to step back into the chilly reality of trying to deal with all the difficulties facing higher education institutions right now.

    The weekend’s reshuffle saw Peter Kyle take the helm at the Department for Business and Trade, with Liz Kendall stepping in to replace him at the Department for Science, Innovation and Technology. Jacqui Smith retains her role as minister for skills, working across the Department for Education and the Department for Work and Pensions – either signalling a welcome opportunity for strategic join-up in a cross-government policy agenda, or a dog’s dinner waiting to happen.

    Neither seems unlikely to materially change the policy agenda for higher education in England (no, not because there isn’t one, don’t be mean) – but it could slow it down even further while ministers get to grips with their new responsibilities and reporting lines. As MP for Leicester West, Kendall has been supportive of and engaged with the higher education institutions in her constituency, so there is no immediate cause for alarm in the appointment. But everything that follows gleaned from Universities UK should probably carry the caveat that we’ll need to see how much the world has changed in the interim before drawing any firm conclusions.

    Yes, we are all individuals

    Current policy in the mix includes work across DfE and DSIT to look at the sustainability of the higher education sector. Jacqui Smith hinted that there will be more clarity on future fee levels at the same time as the publication of the post-16 education and skills white paper, but was not able to speak in much more than broad strokes about the themes of the government’s plans for higher education – collaboration, coordination, economic growth and skills, and so on. Similarly, Vallance hinted without explicitly saying it that there is a view within government that the research budget is being spread too thinly and that the presumption of broad-based research taking place in most institutions may be in the cross-hairs.

    Patrick Vallance, on the inadvisability of universities attempting to maintain a broad research base without the funding to support it:

    We can’t end up with a very, very broad range of research going on everywhere. It speaks to the question of how you get specialisation behind this and it speaks to the question of how we deal with this full economic costing versus volume [of research].

    “Specialisation” popped up elsewhere, too; witness Jacqui Smith:

    We need a post-16 system that is more able to benefit from specialisation to really drive quality, where there is a bigger focus on collaboration – within the higher education sector, but also between the higher education sector and further education partnerships at at a civic and local level, with employers, with local government, with mayors…

    And Peter Kyle:

    One of the problems is that too many universities are competing for the same pool of students at the expense of playing to their relative strengths, or truly specialising to become the go-to authority in their field rather than a bit player. In many, this is having a real effect on how resources are being prioritised.

    The theory is sound in the abstract – each institution focuses on doing the things they are already good at, and letting others do different things that they are good at, creating the space for a healthy diversity of mission, subject portfolio, and learning modality. You can even imagine the policies that might support such a shift: opening up bids for institutions to build on key specialisms or create consortia to grow demand for particular kinds of provision, for example. You could also take a stick-based approach, focusing on raising the bar to being allowed to provide in areas where the government thinks there is already over-provision.

    But you would need deep policy focus, deeper pockets, and the metaphorical political hide of a rhinoceros to pull something like that off, not least because it goes strongly against the grain of the sector and would probably cause some institutions to fall over in the process.

    Under financial pressure, vice chancellors are more likely to be thinking in terms of diversifying their offer to hedge against market instability, monitoring any signs of growth in market share among their competitors so they can do their best to grab some of it and, within course and subject areas, streamlining the offer to reduce overheads. Highly specialist provision is expensive and demand can be uncertain. And, as one vice chancellor noted privately, you don’t get the best from academics by not letting them do research, even if teaching might be considered your main strength.

    Quid pro quo or true partnership

    What strikes me in all this is that despite the warmth with which ministers talk about, and to, the sector, there is still quite a way to go to achieve the kind of partnership with government that is grounded in the will to find a common agenda and shared sense of purpose. Both sides can agree at a high level that higher education is terribly important for the country. Both, I think, can pretty much agree that while higher education as a sector continues to deliver some essential stuff for individuals, society and the economy, it would be much more optimal if the downsides of the marketised system – institutions on the financial brink, subject loss, aggressive (and sometimes predatory) recruitment behaviours, a greater degree of homogeneity of offer than might be desirable, (arguably) insufficient sensitivity of the demand-led system to the labour market – were to be reduced or disappear altogether.

    But while the framing remains transactional ie “this is the deal we will give you in return for permission to raise fees” the prospect of a deeper alliance seems remote. This may in one sense be entirely appropriate – higher education institutions are autonomous from government for a reason. But in a time of crisis there might be a case to at the very least define some shared missions or priorities.

    Jacqui Smith said that the forthcoming white paper will enact “a shift from that assumption of competition to an assumption of collaboration…[one that] requires us to think about where we put the incentives in order to promote collaboration rather than competition.” She added, in response to a question put to her by a vice chancellor, “without reverting to a sort of Soviet style planned model, the idea that there is some sort of market understanding, you described it as a “guiding mind” is something that I think we need to think hard about, and we will say more about in and post the white paper.”

    If asked how to steer a path between adopting a “Soviet style planned model” and just trying to poke the market to see if it can be moved, I’d argue that you could do worse than defining some critical areas that would benefit from collaboration in the sector, and that would require some coordination with government to move forward, and setting up some “mission boards” to drive those forward. My list would include provision of information, advice and guidance about the relationship between HE choices and future career options; student health and wellbeing; credit transfer; HE cold spots and subject gaps, for starters.

    Collaboration and coordination doesn’t come about because the government says we would like to see more of this; it happens because there is a value(s)-based rationale for it and some meaningful convening of activity. So maybe the forthcoming white paper could set out some of those agendas as a way of setting the government free from what is obviously a very difficult policy quandary. Or maybe, on the assumption the government probably doesn’t have the scale of will and bandwidth it might need to drive the changes it might, in principle like to see, the sector needs to take the lead and get on and do it anyway.

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